Guidelines for Funding Applicants and Recipients
Australia-Thailand Institute (ATI) grants are intended to provide seed funding for innovative proposals relevant to the aims and objectives of the Institute. This includes proposals which demonstrate the potential for the development of long-term links between individuals and institutions in Australia and their counterparts in Thailand.
As applications are assessed against these Guidelines, all applicants should familiarise themselves with them before submitting an application for funding under the ATI Grants Program.
1. About the Australia-Thailand Institute (ATI)
1.1 The Institute is an advisory body for the Minister, through the Department of Foreign Affairs and Trade (DFAT). The Institute consists of:
- An Advisory Board consisting of not fewer than five members, all of which are prominent members of the Australian community with strong links and experience in Thailand and/or ATI priority areas
- A Secretariat provided by DFAT.
1.2 The mission of the Australia-Thailand Institute is to broaden and deepen the relationship between Australia and Thailand and to undertake and support programs that strengthen next-generation links between Australia and Thailand.
1.3 Its goals are to:
- Initiate and support influential persons and groups in Australia and Thailand, with activities that encourage a greater interest in the development of relations between the two countries, including political and economic relations and broader diplomatic objectives.
- Promote cooperation between individuals and institutions in Australia and Thailand which enhance learning, teaching and research in areas of mutual interest and shared dilemmas.
- Broaden awareness and understanding in Australia and Thailand of each other's culture, values and traditions through increased people-to-people contacts between Australia and Thailand.
- Publicly promote the Australia-Thailand relationship and establish relations through media and alumni activities in order to facilitate long-term bilateral links.
1.4 Wherever possible the ATI seeks to expand people-to-people and institutional links through programs, partnerships with other organisation and seed funding of projects to enable them to grow.
2. Program objectives
2.1 Applications for the ATI Grants Program should seek to contribute to the Institute's strategic objectives.
2.2 The ATI has identified the following priority areas for 2014-15:
- Arts and culture;
- Science, technology and innovation;
- Health and sport; and
- Public policy and media.
3. Grant applications
3.1 Application rounds for the ATI Grants Program will be advertised on the ATI website and other media as considered appropriate by the Board.
3.2 To enable an accurate and comprehensive assessment of applications, all applicants must complete the ATI funding application form in full online, following the link supplied on the ATI Grants Program page.
3.3 Applications that are incomplete, do not include the requested documentation, or do not address the selection criteria may be deemed ineligible.
3.4 Applicants must also provide signed letters of support from two referees (see Referee Requirements).
3.5 Applications must be submitted in the English language.
3.6 Application budgets must be submitted in Australian Dollars (AUD).
3.7 If you are unable to access the online application form you may request a hardcopy application form from the ATI Secretariat by sending an email to email@example.com or calling +61 2 6261 3202. The completed application form and any associated documents must be sent by mail to the ATI Secretariat at:
Australia-Thailand Institute Secretariat
South-East Asia Division
Department of Foreign Affairs and Trade
R G Casey Building
John McEwen Crescent
BARTON ACT 0221
3.8 The application must be received in the Secretariat by the closing date of the application round.
3.9 ATI reserves the right to amend without notice the Funding Application Form and these associated Guidelines for Funding Applicants. It is the responsibility of applicants to check with the ATI website or the ATI Secretariat on tel: (02) 6261 3202 that the respective documents are current.
4.1 The Institute has no obligation to consider applications received outside of its advertised Grants Program application rounds. However, applications received outside of those rounds may be considered by the Institute on an ad hoc basis during the financial year, subject to available Institute funding.
4.2 Both individuals and organisations may apply for grants.
4.3 Joint applications may be accepted from non-Australian citizen/resident individuals or organisations who are working in partnership with Australian individuals, groups or organisations, where this will promote Australian-Thai relations.
4.4 Applicants should demonstrate an established record of achievement in the development and management of projects relevant to their proposed area of endeavour, and should provide evidence of this.
4.5 Applicants should have satisfactorily acquitted any previous grants provided by the ATI (except for current year's funding).
5. Selection Criteria
Please also refer to our ATI Grant Application Tips page.
5.1 Applications for funding will be assessed against the following criteria:
- The proposal has clearly defined objectives consistent with one or more of ATI’s strategic objectives. Preference will be given to activities that build community and institutional linkages rather than to activities that would normally be considered for research grants by relevant Australian and international institutions.
- The project outcomes:
- are achievable within the stated timeframe;
- offer prospects for ongoing self-sustaining activity in the area/s of education, arts and culture, professional and business exchange, public policy (including media), science/technology/environment, or social initiatives such as health and sport;
- represent value for money.
- Where possible, support requested from ATI should constitute seed-funding, to encourage financial assistance from other sources including corporate sponsors, and/or future self-sustainability.
- The applicant demonstrates the ability to plan, manage and evaluate the project, including evidence of qualifications/experience.
5.2 The Institute will consider a range of issues when selecting successful projects including, although not limited to: availability of funding, rating against the selection criteria, spread of projects across Thailand and spread of projects across the Institute’s priority areas.
5.3 The Institute assesses grant applications on the likely benefits a project will bring, rather than on the amount actually requested, and it therefore exercises some flexibility in the amounts disbursed as grants. While the level of grant funding will be decided according to the merits of the proposal, funding will generally be between AUD 5,000 to AUD 20,000 per grant.
5.4 As the Institute receives more proposals for funding each year than it is able to support, ATI reserves the right not to fund projects, even if they satisfy the Selection Criteria. ATI may also decline to provide funding at the level sought.
6. Activities not funded
6.1 ATI has a policy of supporting innovative proposals in a broad range of areas. However grants are not normally available for the following purposes:
- activities that are commercially viable in their own right ;
- business development activities and activities that will be of a commercial benefit to the recipient (e.g. promotion of the recipient's business);
- capital expenditure on real estate property and purchase of equipment;
- travel and accommodation costs for attendance at conferences, meetings, fieldwork, sporting and other short-term activities where such activities are not of direct relevance to ATI's objectives (see 6.2);
- activities that are properly the responsibility of other funding bodies or other government agencies (e.g. academic research, development assistance projects);
- day-to-day operational costs of the organisations seeking funding, e.g. wages, salaries;
- funding of completed activities, or recurrent funding of activities.
6.2 ATI does not generally fund travel and accommodation for attendance at conferences or meetings, participation in fieldwork or sporting or other events, unless such activities are considered by the Institute to be of direct relevance to its objectives. In assessing applications for such activities, ATI considers whether:
- the activity would involve a sharing or transfer of expertise from which institutions or individuals in both countries would benefit, and in ways that would directly advance ATI's objectives;
- the activity includes a wider program that would directly advance ATI's objectives;
- the activity would result in an expansion of links in new areas in ways consistent with ATI's objectives; and
- alternative sources of funding are either unavailable, or have been adequately explored.
7.1 Information should be provided in the application on proposed publicity and promotion of the grant activity. Funding recipients are expected to cooperate with ATI in publicising the activity, and ATI sponsorship must be appropriately acknowledged during the course of the activity and in any publicity arising from it.
7.2 Any publications, electronic media and publicly performed activities associated with the project should carry the ATI logo, and invitations to Institute members for key events associated with the project are highly desirable.
7.3 If the project involves guests travelling to Australia or Thailand the ATI Secretariat should be advised as early as possible, preferably no later than three weeks before the guests arrive, to provide an opportunity for appropriate ATI involvement.
7.4 Successful applicants may be required to cooperate with the ATI Secretariat in promoting the ATI and ATI-funded projects.
8. Referee requirements
8.1 Applicants must provide signed letters of support from two referees, which where possible should comment on
- their relationship to the applicant;
- their involvement or interest, if any, in the project;
- the project’s objectives and the strategies to achieve them; and
- the applicant’s ability to complete the project and to administer project funds.
8.2 It is the applicant’s responsibility to contact the referees in advance and provide them with a copy of the grant application, to assist their preparation of the letters of support. ATI may or may not contact referees directly to seek additional information. Referees may not include staff of the Department of Foreign Affairs and Trade.
8.3 ATI also reserves the right to seek advice about the application from other persons as appropriate.
9. Funding arrangements
9.1 9.1 Applicants are required to provide a Project Budget breakdown in their application form.
- The Australian Goods and Services Tax (GST) is a supplementary tax that will be calculated and paid by the Institute as a separate component of project costs, where the applicant is registered for GST. Supplementation for GST may be provided if the project goods or services are to be provided in Australia and are subject to GST. Goods and services provided outside Australia (including international airfares) are not subject to GST. Where foreign taxes are to be imposed on goods and services provided outside Australia, those taxes cannot be treated as a separate payment by the Institute, and applicants should include them in core budget costs for those project items.
- Where possible, support requested from ATI should supplement financial assistance from other sources, including the applicant's own resources. Where support is obtained from other sources, evidence of the commitment of such support, either financially or in-kind, should be provided with the application form. ATI’s decision to award funding may be conditional on supplementary funds being raised from other sources.
- Where an activity contains an international airfare component, this should be costed as an economy class fare. ATI will not reimburse applicants for additional expenses incurred because of late bookings or other problems requiring tickets to be paid for at a higher cost.
9.2 The Funding Agreement is the legal agreement between the Department of Foreign Affairs and Trade (on behalf of the ATI) and the funding recipient. In managing the funding provided, the funding recipient must comply with all the requirements of the Funding Agreement. The ATI Secretariat will prepare the Funding Agreement for each recipient after their application is approved.
9.3 All funding recipients must abide by these Guidelines and the Funding Agreement. The funding may otherwise be withdrawn.
9.4 Project implementation must commence during the financial year in which funding is awarded. ATI funding may be valid for up to 12 months, depending on the approved project timeframe. If the funding cannot be taken up within the specified period, it may be withdrawn. Any delay in the proposed activity should be reported promptly to the ATI Secretariat. If required, a request for extension should be provided, to allow ATI to consider the reasons for the delay and to take any appropriate action.
10. Selection process
10.1 The process will be an open competitive selection process. The selection process will comprise the following stages:
Stage 1: All grant applications received during the relevant funding round deadlines will be acknowledged in writing by the Secretariat via email.
Stage 2: Initial screening of applications by ATI Secretariat includes:
- compliance with Guidelines
- applicant eligibility and ability to undertake project
- relevance of project to ATI objectives
- clarification of details relating to the project strategy and/or budget
Stage 3: Assessment of applications against selection criteria by ATI Board, and selection of successful projects.
Stage 4: Notification of decision in writing (by email and letter) to applicant by ATI Secretariat.
Stage 5: Funding agreement is finalised; facilitated by ATI Secretariat.
Stage 6: Grant details advertised on the DFAT website following signature of Funding Agreement.
10.2 Applicants will be advised of the outcome of their application as soon as possible after consideration by the ATI Board.
10.3 Successful applicants will be advised of any special conditions that ATI may attach to their activity. Payment will not be made until the applicant has signed the Funding Agreement.
10.3 ATI reserves the right at any time to:
- cease the selection process;
- change the structure, approach, content or requirements of the selection process; and/or
- call for new applications.
11. Reporting and acquittal requirements
11.1 It is a condition of ATI grant funding that recipients fully acquit the funds they have received in a timely manner. Grant moneys should be acquitted within 28 days of the completion of a project through the submission of a completed project completion report including a financial statement of expenditure.
11.2 As part of the acquittal process, grant recipients need to indicate how the money spent can be linked back to the activities for which funding was originally requested. All unspent funds must be returned to the ATI.
11.3 Lower risk grants may have their financial statement of expenditure certified by an official from the organisation that received the grant. Higher risk grants should be certified by a qualified accountant. As a general rule, all grants greater than $40,000 should be certified by a qualified auditor. The cost of certification can be included in the grant funding provided.
11.4 Funding recipients are required to keep all receipts and records for five years and to make these available upon request.
11.5 The ATI may seek an oral report at an Advisory Board meeting in addition to the above grant acquittal requirements.
12.1 Funding Recipients are responsible for making their own arrangements regarding any taxation liabilities that may arise from the award of funding.
12.2 ATI requires the following information in writing from funding applicants:
- the Australian Business Number (ABN) of the individual or organisation applying for funds, or advice that the individual or organisation does not have an ABN.
Under the Pay As You Go (PAYG) tax obligations, the Department of Foreign Affairs and Trade is required to withhold tax and remit it to the Australian Tax Office when the applicant does not have an ABN or cannot provide written advice from the ATO of exemption from the withholding tax. Successful funding applicants who do not have an ABN should therefore provide the Institute with written confirmation, where applicable, of one or more of the following, preferably on the ATO "Statement by a Supplier" form NAT 3346:
- that the payment is of a private or domestic nature;
- that the applicant is not carrying on an enterprise;
- that the applicant is an "income tax exempt body"; or
- that the applicant has applied for an ABN and has been rejected by the ATO;
- advice as to whether the individual or organisation is registered for the Australian Goods and Services Tax (GST);
- identification, if possible, of any indirect savings resulting from the abolition of the wholesale sales tax and other indirect taxes and duties. If it is not possible in the application to identify savings, this should be done in the financial statement of expenditure report on completion of the grant.
Funding recipients are responsible for obtaining and maintaining any insurance necessary or prudent for undertaking the proposed activity and to provide the ATI Secretariat with evidence of these policies promptly on request, as required by the Funding Agreement.
14. Responsibilities of the recipient
14.1 Successful applicants will need to seek written approval from the ATI to make any variation to the project, as detailed in the application form.
14.2 Individuals or organisations intending to apply for an ATI grant for an activity that involves travel to Thailand should read the Australian Government travel advisory on www.smartraveller.gov.au prior to lodging a grant application. Successful grant recipients intending to travel to Thailand are required to confirm in writing prior to travel that they have read the relevant current Australian Government travel advisory. If necessary they will be required to sign a waiver that they are travelling under their own cognizance of, and responsibility for, any potential risks.
14.3 Funding recipients are normally responsible for all administrative costs and arrangements associated with their project, including visa and travel arrangements, visa charges, airport taxes, ground transport, travel and health insurance for project participants, medical and hospital insurance cover for visitors not covered by Medicare in Australia (including evacuation and death cover), any necessary insurance for equipment, and accommodation costs and arrangements. Funding recipients should note that health insurance is essential. ATI will not accept any liability for any medical, hospital or evacuation costs incurred by participants in projects funded by the Institute.
14.4 Applicants should keep an electronic copy and hard copy of their application and supporting documentation for their own records, as applications and documentation will not be returned to applicants once the selection process is concluded.
15. Privacy and Freedom of Information
15.1 The information provided in the funding application is used when processing and assessing the submission. Summary information provided by all applicants will be stored centrally and will be available to Commonwealth officers and the government on a need-to-know basis. The information provided by the applicant may be distributed to ATI, Commonwealth and State or Territory governments, organisations which are responsible for grants programs, and may be made public through national and local media or via the ATI website. DFAT may also publish this information, excluding personal information, in its Annual Report and on the DFAT website. In other circumstances, DFAT will only use and/or disclose personal information in accordance with the Privacy Act 1988. Applicants should also note the provisions of the Freedom of Information Act 1982 apply to documents in DFAT’s possession.
16. Access and equity
16.1 All funding applications are made using standard documents and are assessed by a standard appraisal procedure, helping to ensure consistency and equity in Institute funding decisions. ATI is committed to the principles of equal opportunity and encourages individuals and organisations from target groups to apply for funding for projects consistent with the Institute's guidelines.
17. Contact Details
- Email: firstname.lastname@example.org
- Telephone: (02) 6261 3202
Australia-Thailand Institute Secretariat
South-East Asia Division
Department of Foreign Affairs and Trade
R G Casey Building
John McEwen Crescent
Barton ACT 0221