Publications
Job no 2003/00622439
© Commonwealth of Australia 2004
This work is copyright. Apart from any use as permitted under the Copyright Act 1968, no part may be reproduced by any process without prior written permission from the National Archives of Australia. Requests and inquiries concerning reproduction and rights should be directed to the Publications Manager, National Archives of Australia, PO Box 7425, Canberra Mail Centre ACT 2610, Australia.
Contents
- Introduction
- Contact information
- Authorisation
- Classes
- Board Administration
- Consular Case Management
- Consular Services
- Crisis Management
- Historical Records Management
- International Relations
- International Security
- Non-proliferation and Safeguards
- Passport Services
- Personnel Overseas
- Protocol
- Public Diplomacy
- Trade Negotiations
- Trade Policy and Development
Introduction
Disposal authorisation
Under Section 24 of the Archives Act 1983 a person must not engage in conduct that results in the destruction or other disposal of a Commonwealth record; or the transfer of the custody or ownership of a Commonwealth record; or damage to or alteration of a Commonwealth record; unless the action of disposal is positively required by law, or takes place with the permission of the Archives or in accordance with a normal administrative practice of which the Archives does not disapprove.
Advice on the provisions of the Archives Act may be obtained from any National Archives office.
Where required, the Archives gives its permission for the destruction or other disposal of Commonwealth records by issuing disposal authorities. The Archives also uses disposal authorities to identify classes of records that have been appraised as requiring retention as national archives, or to modify or withdraw its permission for disposal.
Disposal authorities may be issued to a particular agency or agencies, or may be of general application within the Commonwealth.
Purpose of this authority
This authority authorises the destruction or other disposal of Commonwealth records as required by the Archives Act. It may also contain descriptions of records to be retained as national archives.
The requirements to retain records are based on business needs, broader organisational accountability and community expectations. This authority takes into consideration the interest of all stakeholders including the agency and its administrative needs in discharging its functional responsibilities, as well the Archives' stakeholders' interests in the selection and preservation of records as national archives. For information on the Archives' appraisal objectives and the selection of records as national archives, see the Archives' publication Why Records are Kept, Directions in Appraisal.
Using this authority
This authority applies only to the records or classes of records described in the authority. The destruction or other disposal of records can be made only in accordance with the specific requirements set out in this authority.
This authority is to be used to sentence records. Sentencing involves the examination of records in order to identify the individual disposal class to which they belong. This process enables the sentencing officer to determine the appropriate disposal action for the records. Advice on sentencing can be obtained from your nearest National Archives office.
Where the method of recording the information changes (eg from a manual card system to an electronic system, or when information is migrated from one system to a new system) this authority can still be used to sentence the records created, providing the records document the same function and activity. The information must be accessible for the period of time prescribed in the authority. Agencies will need to ensure that any software, hardware or documentation required to enable continuing access to the data is available for the periods prescribed.
The authority may include specific requirements to destroy records but generally retention requirements indicate a minimum period for retention. The agency may extend minimum retention periods if it considers that there is an administrative need to do so. Where an agency believes that its accountability will be substantially compromised because a retention period or periods are not adequate, the agency should contact the National Archives for review of the retention period.
This authority should be used in conjunction with the Administrative Functions Disposal Authority (AFDA) issued by the Archives to cover housekeeping and other administrative records common to most Commonwealth agencies. For certain agencies, it is not appropriate to use all the disposal coverage in AFDA because some of the activities as described, or retention requirements identified, do not meet the agencies' needs. If this is the case, alternative disposal arrangements may be included in this authority or may have already been included in an earlier records disposal authority.
Records already sentenced as 'retain permanently' using previous Records Disposal Authorities (RDAs) and which fall within the date range of the function(s) scoped in this authority should now be re-sentenced.
From time to time the National Archives places 'freezes' on the disposal of some groups of records, which places a moratorium on the destruction of these records. If you require further information about disposal freezes and whether they affect the application of this Records Disposal Authority, please contact the National Archives at recordkeeping@naa.gov.au
Appropriate arrangements need to be made with the National Archives when records are to be transferred into custody. The National Archives accepts for transfer only those records designated as national archives.
Amendment of this authority
The National Archives must approve all amendments or variations to the classes in this authority. Officers who have difficulty using the authority should approach the agency Records Manager. If there are problems with the application of the authority that cannot be resolved by the agency, the Records Manager should contact the National Archives.
Contact information
1. For requests to change this authority contact the Canberra Office of the National Archives of Australia
- Queen Victoria Terrace
Parkes ACT 2600
PO Box 7425
Canberra Mail Centre ACT 2610 - Tel: (02) 6212 3610
- Fax: (02) 6212 3989
- Email: recordkeeping@naa.gov.au
- Website: www.naa.gov.au
2. For sentencing advice contact your local office of the National Archives.
The address and phone number of your local office can be found at the National Archives website address above.
AUTHORISATION
RDA Job No 2003/00622439
RECORDS DISPOSAL AUTHORITY
- Person to whom notice of authorisation is given:
- Janette Ryan
Assistant Secretary
Information Resources Branch
Department of Foreign Affairs and Trade
RG Casey Building, John McEwen Crescent
Barton ACT 0221 - Purpose:
- AUTHORISES ARRANGEMENTS FOR THE DISPOSAL OF RECORDS IN ACCORDANCE WITH SECTION 24(2)(b) OF THE ARCHIVES ACT 1983
- Application:
- All functional records
This authorisation applies to only the disposal of the records described on the authority in accordance with the disposal action specified on the authority. The authority will apply only if disposal takes place with the consent of the agency that is responsible at the time of disposal for the functions documented in the records concerned.
- Authorising Officer:
- National Archives of Australia
Rodney Teakle
Acting Director
Recordkeeping Implementation - Date of issue:
- 2 December 2003
- Date of amendment:
- Expiry date:
BOARD ADMINISTRATION
The function of managing the activities of foundations, councils and institutes where the Department provides secretariat services. Includes the appointment and separation of board members, remuneration, board meetings, committees established by boards, and arrangements for board members to travel on board business.
For granting of financial assistance for cultural activities, use PUBLIC DIPLOMACY – Financial Assistance.
For foreign policy advice to government by foundations, councils and institutes, use INTERNATIONAL RELATIONS – Advice.
For financial assistance for developing countries, use INTERNATIONAL RELATIONS – Financial Assistance.
Arrangements
The activities involved in arranging for a journey or trip. Includes preparing travel itineraries, authorisations, entitlements etc Also includes arrangements made for the delivery of equipment or goods and the usage made of facilities, vehicles, equipment and space.
Entry | Description of Records | Disposal Action |
---|---|---|
6868 |
Records documenting arrangements for board members to undertake a journey or trip for board related purposes. Includes itineraries and programs. (Date range: 1958 - ) |
Destroy 3 years after action completed |
Audit
The activities associated with officially checking financial, quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the organisation in a specified period. Includes compliance audits, financial audits, operational audits, recordkeeping audits, skills audits, system audits and quality assurance audits.
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
6869 |
Final internal and external audit reports relating to the board administration function. (Date range: 1958 - ) |
Destroy 5 years after action completed |
6870 |
Records documenting the planning and conduct of internal and external audits relating to the board administration function. Includes:
(Date range: 1958 - ) |
Destroy 2 years after action completed |
Board Meetings
The activities associated with holding meetings in which the board members collectively exercise the powers or functions entrusted in them.
Entry | Description of Records | Disposal Action |
---|---|---|
6871 |
Final versions of board minutes. (Date range: 1958 - ) |
Retain as national archives |
6872 |
Working papers documenting the conduct and administration of board meetings. Includes:
(Date range: 1958 - ) |
Destroy 5 years after action completed |
Board Membership
The activities associated with managing the composition of boards. Includes the nomination, appointment and termination of members to foundations, institutes, councils and advisory bodies.
For remuneration of board members, use BOARD ADMINISTRATION - Remuneration.
Entry | Description of Records | Disposal Action |
---|---|---|
6873 |
Records documenting recommendations or nominations for board membership that are successful. (Date range: 1958 - ) |
Destroy 10 years after termination of appointment |
6874 |
Records documenting the appointment of board members, including acting appointments. Includes:
(Date range: 1958 - ) |
Destroy 10 years after termination of appointment |
6875 |
Records documenting the termination of a board membership. (Date range: 1958 - ) |
Destroy 10 years after termination of appointment |
6876 |
Records advising the Minister of changes to board membership. (Date range: 1958 - ) |
Destroy 2 years after action completed |
6877 |
Records documenting recommendations or nominations for board membership that are not successful. (Date range: 1958 - ) |
Destroy 2 years after action completed |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc.
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
6878 |
Records of committees established by the board. Includes:
(Date range: 1976 - ) |
Destroy 10 years after committee dissolved |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
6879 |
Records documenting the development of procedures supporting the board administration function. (Date range: 1958 - ) |
Destroy 1 year after production of procedures |
6880 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the board administration function. (Date range: 1958 - ) |
Destroy when procedures are superseded |
6881 |
Copies of manuals, handbooks, directives, etc. (Date range: 1958 - ) |
Destroy when reference ceases |
Remuneration
The activities associated with managing the payment of fees and allowances for services performed by appointed members of foundations, councils, institutes, advisory bodies, working groups and committees.
For financial records associated with the payment process, use FINANCIAL MANAGEMENT - Payments.
Entry | Description of Records | Disposal Action |
---|---|---|
6882 |
Records documenting the payment of remunerations and allowances to board members. Includes
(Date range: 1973 - ) |
Destroy 7 years after payment |
6883 |
Copies of remuneration rulings from remuneration tribunal. (Date range: 1973 - ) |
Destroy when reference ceases |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
For design and printing of annual reports, use PUBLICATION.
Entry | Description of Records | Disposal Action |
---|---|---|
6884 |
Final versions of reports that concern controversial issues, provide significant knowledge and understanding between the peoples of Australia and other countries, or which result in major changes to policy, programs or operations. Includes meeting briefs and reports of board committees. (Date range: 1958 - ) |
Retain as national archives |
6885 |
Final versions of reports that do not concern controversial issues, do not provide significant knowledge and understanding between the peoples of Australia and other countries, or result in only minor changes to policy, programs or operations. Includes meeting briefs. (Date range: 1958 - ) |
Destroy 7 years after action completed |
6886 |
Working papers documenting the development and distribution of all reports. Includes drafts and comments received. (Date range: 1958 - ) |
Destroy 2 years after action completed |
CONSULAR CASE MANAGEMENT
The function of managing cases involving personal emergencies experienced by individual Australians travelling or residing overseas. Emergencies could include
hospitalisation, robbery, arrest or death.
For assistance to groups of Australians affected by a crisis situation (e.g. war, earthquake, terrorist attack), use CRISIS MANAGEMENT.
For provision of advice regarding personal emergencies that do not require further consular assistance, use CONSULAR SERVICES – Advice.
Arrest and Detention Case Management
The activities associated with assisting Australians arrested or detained in foreign countries. Includes involvement in pardoning proceedings.
Entry | Description of Records | Disposal Action |
---|---|---|
6887 |
Records documenting cases of arrest or detention where substantial action is taken by the agency, there is intervention by the Minister or government, the case is unusual, contentious or widely publicised; or the case establishes precedent affecting agency policy, procedures or operations. (Date range: 1901 - ) |
Retain as national archives |
6888 |
Records documenting other cases of arrest or detention that are routine and where no substantial action is taken by the agency. Includes visit program plans, estimate of financial cost and next of kin details. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Child Welfare Case Management
The activities associated with protecting the welfare of Australian children overseas. Includes child abduction cases and the adoption of overseas children by Australian citizens.
For assault against a child not related to abduction, use CONSULAR CASE MANAGEMENT - Victim Case Management.
For death of a child, use CONSULAR CASE MANAGEMENT - Death Case Management.
For sickness, injury or hospitalisation of a child, use CONSULAR CASE MANAGEMENT - Medical Case Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6889 |
Records documenting the coordination for the recovery of abducted children or situations of child welfare protection where substantial action is taken by the agency, the case is unusual, contentious or attracts high media interest, child is not returned to parent awarded custody, or the case establishes precedent affecting agency policy. (Date range: 1901 - ) |
Retain as national archives |
6890 |
Records documenting the agency's assistance with the adoption of overseas children by Australian parents. (Date range: 1901 - ) For cases where the agency gives advice regarding overseas adoptions and provides no further assistance, use CONSULAR SERVICES - Advice. |
Destroy 7 years after minor reaches 18 years of age |
6891 |
Records relating to cases of child abduction or custody suits where the case is routine and is not regarded as unusual or contentious, and does not attracts high media interest. (Date range: 1901 - ) |
Destroy 7 years after minor reaches 18 years of age |
6892 |
Records relating to cases of child abduction or custody suits where no substantial action is taken by the agency, or case is designated as a private matter. (Date range: 1901 - ). |
Destroy 7 years after minor reaches 18 years of age |
Death Case Management
The activities associated with providing assistance where an Australian has died overseas. Includes notification of the death, managing the personal belongings of the deceased and the return of the body to Australia or the disposal of the body overseas.
For cases where an Australian is missing, but believed dead, use CONSULAR CASE MANAGEMENT - Whereabouts Case Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6893 |
Records relating to the death of an Australian in a crisis situation where the agency's crisis centre was activated, the crisis is a result of terrorism, the crisis is unusual, contentious or widely publicised, or the case establishes precedent affecting agency policy, procedures and operations. (Date range: 1901 - ) |
Retain as national archives |
6894 |
Records relating to the death of an Australian overseas where substantial action is taken by the agency, the case is unusual, contentious or widely publicised, or the case establishes precedent affecting agency policy, procedures and operations. (Date range: 1901 - ) |
Retain as national archives |
6895 |
Records relating to the death of an Australian overseas where no substantial action is taken by the agency. (Date range: 1901 - ) |
Destroy 10 years after action completed |
6896 |
Records relating to custody and transmission of personal property held in trust by the agency. Includes cases where the property is unclaimed. (Date range: 1901 - ) |
Destroy 7 years after action completed |
6897 |
Records relating to the arrangement for the funeral of an Australian who dies overseas, where the funeral is handled by the agency. (Date range: 1901 - ) |
Destroy 7 years after action completed |
6898 |
Records relating to the settlement of estates of Australians by the agency. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Medical Case Management
The activities associated with assisting sick, injured or hospitalised Australians living or travelling overseas. Includes medical evacuations.
For patient's undertaking to repay or the agency's actions to recover or waiver the debt, use FINANCIAL MANAGEMENT - Accounting.
Entry | Description of Records | Disposal Action |
---|---|---|
6899 |
Records associated with assistance provided to sick, injured or hospitalised Australians. Includes medical evacuations. (Date range: 1901 - ) |
Destroy 7 years after action completed |
6900 |
Contact lists of medical practitioners and facilities. (Date range: 1901 - ) |
Destroy when lists are superseded |
Repatriation Case Management
The activities associated with repatriation assistance to Australians abroad who are unable to finance their return to Australia. Includes indemnity proceedings.
For medical repatriations, use CONSULAR CASE MANAGEMENT - Medical Case Management.
For repayment of repatriation costs or the agency's actions to recover or waiver the debt, use FINANCIAL MANAGEMENT - Accounting.
For coordinating the evacuation of people due to a crisis or emergency, use CRISIS MANAGEMENT - Evacuations.
Entry | Description of Records | Disposal Action |
---|---|---|
6901 |
Records documenting the repatriation of individuals to Australia. Includes:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
Victim Case Management
The activities associated with assisting Australians overseas who have been victims of serious crime, such as assault, robbery, and kidnapping. Excludes petty theft and murder.
For Australians who are the victims of petty theft and only require short term help, such as assistance with stolen passport or money, use CONSULAR CASE MANAGEMENT - Welfare Case Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6902 |
Records documenting assistance to Australians who are victims of crime (e.g. theft, kidnapping, rape) where substantial action is taken by the agency, there is intervention by the Minister or government, the case is unusual, contentious or widely publicised, or the case establishes precedent affecting agency policy, procedures and operations. (Date range: 1901 - ) |
Retain as national archives |
6903 |
Records documenting assistance to Australians who are victims of criminal activity where no substantial action is taken by the agency. (Date range: 1901 - ) |
Destroy 10 years after action completed |
Welfare Case Management
The activities associated with assisting Australians overseas who need short term help, such as help with stolen valuables, passport or money.
For Australians who are victims of major robbery, use CONSULAR CASE MANAGEMENT - Victim Case Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6904 |
Records documenting welfare assistance provided to Australians. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Whereabouts Case Management
The activities associated with undertaking enquiries into the whereabouts or welfare of Australians living or travelling overseas.
Entry | Description of Records | Disposal Action |
---|---|---|
6905 |
Records documenting enquiries about the whereabouts of Australians travelling or living overseas where the person cannot be found. (Date range: 1901 - ) |
Destroy 10 years after action completed |
6906 |
Records documenting enquiries about the whereabouts of Australians overseas where substantial action is undertaken by the agency and the person is found. (Date range: 1901 - ) |
Destroy 7 years after action completed |
6907 |
Records documenting routine enquiries about the whereabouts of Australians overseas where only minor action is required and no welfare action is provided. (Date range: 1901 - ) |
Destroy 3 years after action completed |
CONSULAR SERVICES
The function of assisting and protecting the interests of Australians overseas in accordance with international law. Includes handling notarial acts, co-ordination of claims for United Nations compensation, registration of Australians travelling or residing overseas, provision of travel advice, monitoring situations and co-operative consular arrangements.
For assistance to individual Australians travelling or residing overseas, use CONSULAR CASE MANAGEMENT.
For establishment of Australian and foreign consular posts, use INTERNATIONAL RELATIONS – Post Establishment.
For renewing or reporting the loss of travel documents, such as passports, use PASSPORT SERVICES.
For production and distribution of consular publications, use PUBLICATION.
For events to promote the image of Australia, use PUBLIC DIPLOMACY – Event Management.
For protection and assistance to Australians in the event of crises such as civil emergencies, disasters (e.g. earthquake) or acts of terrorism, requiring integrated and coordinated action by consular staff and the agency's head office, use CRISIS MANAGEMENT.
Addresses (presentations)
The activity of giving addresses for training, professional, community relations or sales purposes. Includes speeches and multi-media presentations.
Entry | Description of Records | Disposal Action |
---|---|---|
6908 |
Final versions of addresses presented to support the consular services function. Includes speeches and multi-media presentations. (Date range: 1988 - ) |
Destroy 2 years after last presentation |
6909 |
Working papers documenting the development of presentations supporting the consular services function. Includes:
(Date range: 1988 - ) |
Destroy when reference ceases |
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
For development and dissemination of travel advice and associated information, use CONSULAR SERVICES - Travel Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
6910 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the consular services function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
6911 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the consular services function. (Date range: 1901 - ) |
Retain as national archives |
6912 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
6913 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 5 years after action completed |
6914 |
Records documenting the receipt and provision of non-ministerial advice regarding the consular services function. (Date range: 1901 - ) |
Destroy 2 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
6915 |
Final versions of international treaties, conventions, alliances and agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
6916 |
Records documenting the negotiations, establishment, maintenance and review of significant agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
6917 |
Final versions of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
6918 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
Audit
The activities associated with officially checking financial, quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the organisation in a specified period. Includes compliance audits, financial audits, operational audits, recordkeeping audits, skills audits, system audits and quality assurance audits.
Entry | Description of Records | Disposal Action |
---|---|---|
6919 |
Final internal and external audit reports relating to the consular services function. (Date range: 1930 - ) |
Destroy 5 years after action completed |
6920 |
Records documenting the planning and conduct of internal and external audits relating to the consular services function. Includes:
(Date range: 1930 - ) |
Destroy 2 years after action completed |
Claims
The process of administering and managing payments demanded in accordance with an insurance policy as compensation for injury, death, or denial of rights of a person, or damage to or destruction of property. Includes disputes over rights and ownership, and recompense sought for stolen or lost property.
Entry | Description of Records | Disposal Action |
---|---|---|
6921 |
Records documenting claims for compensation for injury, death, loss or damage of property and loss of income, following an international conflict, such as war. (Date range: 1948 - ) |
Destroy 10 years after finalisation of claim |
6922 |
Records documenting other compensation claims where the claims are regarded as unwarranted or private matters. (Date range: 1948 - ) |
Destroy 2 years after action completed |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
6923 |
Records documenting attendance of agency personnel, as representatives of the agency at conferences arranged by other organisations and related to the consular services function. Includes:
(Date range: 1959 - ) |
Destroy 3 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
6924 |
Records documenting contract management relating to the consular services function. Includes minutes of meetings with main stakeholders, and performance and evaluation reports. (Date range: 1959 - ) |
Destroy 7 years after completion or other termination of contract |
Customer Service
The activities associated with the planning, monitoring and evaluation of services provided to customers by the organisation.
For overall evaluation of work performance, use STRATEGIC MANAGEMENT - Performance Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6925 |
Final versions of service charters and directives relating to the provision of consular services to clients. (Date range: 1999 - ) |
Retain as national archives |
6926 |
Working papers documenting the development of service charters and directives relating to the provision of consular services to clients. (Date range: 1999 - ) |
Destroy 3 years after action completed |
Enquiries
The activities associated with handling requests for information about the organisation and its services by the general public, agency employees or another organisation.
For enquiries regarding consular assistance for individual emergencies, use CONSULAR SERVICES - Consular Assistance.
Entry | Description of Records | Disposal Action |
---|---|---|
6927 |
Records documenting the handling of enquiries on the whereabouts of foreign nationals visiting or residing in Australia where substantial investigation is required, or where the case is unusual, contentious or affects policies and procedures. (Date range: 1901 - ) |
Destroy 10 years after action completed |
6928 |
Records documenting the handling of other enquiries on the whereabouts of foreign nationals visiting or residing in Australia, which involve minor action. (Date range: 1901 - ) |
Destroy 3 years after action completed |
6929 |
Records documenting the handling of routine enquiries regarding consular services. (Date range: 1901 - ) |
Destroy 1 year after action completed |
Evaluation
The process of determining the suitability of potential or existing programs, items of equipment, systems or services in relation to meeting the needs of the given situation. Includes systems analysis and ongoing monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
6930 |
Records documenting surveys and other assessments of products, programs, processes, systems or services relating to the consular services function. Includes:
(Date range: 1948 - ) |
Destroy 5 years after action completed |
Implementation
The activities associated with carrying out or putting into action, plans, policies, procedures or instructions, all of which could be internally or externally driven. Includes manual or automated databases, applications or systems, but excludes installation of equipment. Also includes monitoring to ensure the implementation goes according to schedule and that standards are met and includes first aid treatment.
Entry | Description of Records | Disposal Action |
---|---|---|
6931 |
Records documenting the implementation of plans, recommendations, policies, procedures and instructions to support the consular services function. (Date range: 1998 - ) |
Destroy 3 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
6932 |
Records documenting the monitoring of overseas developments by posts and contacts. (Date range: 1967 - ) |
Destroy 7 years after action completed |
Notarial Acts
The activities associated with providing a service to authenticate documents executed in Australia for use overseas, or executed overseas for use in Australia. Includes maintaining sample signatures and seals.
For financial records associated with the payment of fees, use FINANCIAL MANAGEMENT - Accounting.
Entry | Description of Records | Disposal Action |
---|---|---|
6933 |
Records documenting the performance of notarial services by consular officers. (Date range: 1945 - ) |
Destroy 7 years after action completed |
6934 |
Sample signatures and material used to authenticate documents. (Date range: 1945 - ) |
Destroy 3 years after superseded |
Policy
The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making, as the basis from which the organisation's operating procedures are determined.
Entry | Description of Records | Disposal Action |
---|---|---|
6935 |
Records documenting the development and establishment of consular services policies. Includes:
(Date range: 1901 - ) |
Destroy 7 years after policy is superseded |
6936 |
Working papers documenting the development of consular services policies. (Date range: 1901 - ) |
Destroy 3 years after promulgation of new policy |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
6937 |
Master set of consular instructions detailing procedures supporting the consular services function. (Date range: 1901 - ) |
Retain as national archives |
6938 |
Master set of other departmental manuals, handbooks, directives and guidelines detailing procedures supporting the consular services function. Excludes consular instructions. (Date range: 1901 - ) |
Destroy 7 years after procedures are superseded |
6939 |
Records documenting the development of procedures supporting the consular services function. (Date range: 1901 - ) |
Destroy 1 year after production of procedures |
Public reaction
The process of handling public reaction to an organisation's policies or services. Includes anonymous letters, letters of complaint and letters of congratulations or appreciation received from the public.
Entry | Description of Records | Disposal Action |
---|---|---|
6940 |
Records documenting the receipt, investigation and reply to complaints or comments relating to the consular services function. (Date range: 1901 - ) |
Destroy 6 years after action completed |
Registration
The activities associated with the registration of Australians residing or travelling overseas.
Entry | Description of Records | Disposal Action |
---|---|---|
6941 |
Registers or lists of Australians visiting or residing in a specified country. (Date range: 1943 - ) |
Destroy 7 years after last entry |
6942 |
Records supporting the registration of Australians visiting or residing in a specified country. Includes
(Date range: 1943 - ) |
Destroy 30 days after registration or amendment process completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
6943 |
Final versions of unpublished formal reports initiated by Parliament, Minister, or statutory body which relates to policy, strategy, or framework of consular services. (Date range: 1913 - ) |
Retain as national archives |
6944 |
Working papers documenting the development of unpublished formal reports initiated by Parliament, Minister, or statutory body which relates to policy, strategy, or framework of consular services. (Date range: 1913 - ) |
Destroy 50 years after action completed |
6945 |
Final versions of internal or external reports relating to the consular services function. Includes:
(Date range: 1913 - ) |
Destroy 6 years after action completed |
6946 |
Chronological run of Third Person Notes (In and Out) used to inform or advise about a particular issue. (Date range: 1913 - ) |
Destroy 2 years after action completed |
6947 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1913 - ) |
Destroy when reference ceases |
Reviewing
The activities involved in re-evaluating or re-examining products, processes, procedures, standards and systems. Includes recommendations and advice resulting from these activities.
Entry | Description of Records | Disposal Action |
---|---|---|
6948 |
Final versions of reviews relating to consular services function. (Date range: 1901 - ) |
Destroy 7 years after action completed |
6949 |
Working papers relating to the review of programs and operations supporting consular services function. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
6950 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the consular services function. Includes:
(Date range: 1993 - ) |
Destroy 7 years after tender process completed |
6951 |
Tender and or contract register. (Date range: 1993 - ) |
Destroy 7 years after last entry |
6952 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1993 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
Travel Advice
The activities associated with managing and delivering travel information programs to alert Australians to potential difficulties overseas. Includes travel advice and warnings.
For production and promulgation of other travel brochures and hints, use PUBLICATION.
For regular monitoring of current affairs overseas, which may result in identification of the need for travel advice, use INTERNATIONAL RELATIONS - Monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
6953 |
Country-specific travel advice notices that have been issued and which focus on risks to Australian travellers. (Date range: 1901 - ) |
Destroy 10 years after travel advice is issued |
6954 |
General advice notices which have been issued and provide general information (such as the need for travel insurance) to Australian travellers. (Date range: 1901 - ) |
Destroy 7 years after notice has been promulgated |
6955 |
Travel bulletins that have been issued and which focus on specific issues or events which may affect Australian travellers (such as natural disasters or civil disruptions). (Date range: 1901 - ) |
Destroy 7 years after bulletin is promulgated |
CRISIS MANAGEMENT
The function of providing protection and assistance to Australians and other approved nationals in the event of civil emergencies, disasters (e.g. earthquake) or acts of terrorism, requiring integrated and coordinated action by mission staff and Canberra. Includes assessing risks, developing contingency plans, maintaining the warden network system, providing advice and the convening of task forces to manage the crisis.
For assistance to individuals affected by crises, use CONSULAR CASE MANAGEMENT.
For update and distribution of travel advice during a crisis, use CONSULAR SERVICES – Travel Advice.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
For travel advice issued during periods of a crisis, use CONSULAR SERVICES - Travel Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
6956 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the crisis management function. Includes advice provided in the form of:
(Date range: 1940 - ) |
Retain as national archives |
6957 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the crisis management function. (Date range: 1940 - ) |
Retain as national archives |
6958 |
Records documenting advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1940 - ) |
Destroy 5 years after action completed |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
For travel advice issued during periods of a crisis, use CONSULAR SERVICES - Travel Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
6959 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1940 - ) |
Destroy 5 years after action completed |
6960 |
Records documenting the receipt and provision of non-ministerial advice regarding the crisis management function. (Date range: 1940 - ) |
Destroy 2 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
6961 |
Records documenting agency liaison processes relating to crisis management function. Includes:
(Date range: 1940 - ) |
Destroy 2 years after action completed |
Briefing Sessions
The activities associated with gatherings held to inform, discuss, update or resolve issues and matters relating to the management of a crisis. Includes arrangements, agenda, documenting proceedings, etc. Excludes committee or task force meetings.
Entry | Description of Records | Disposal Action |
---|---|---|
6962 |
Records documenting briefing sessions relating to significant crises involving the activation of the crisis centre. Includes:
(Date range: 1940 - ) |
Retain as national archives |
6963 |
Records documenting briefing sessions relating to other crises. Includes
(Date range: 1940 - ) |
Destroy 5 years after action completed |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc.
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
6964 |
Records of committees, such as Departmental Emergency Task Force and Inter-Departmental Emergency Task Force, formed to handle crisis situations where the agency provides the Secretariat. Includes:
(Date range: 1978 - ) |
Retain as national archives |
6965 |
Records of committees, such as Inter-Departmental Emergency Task Force, formed to handle crisis situations and where the agency is not Secretariat. Includes:
(Date range: 1978 - ) |
Destroy 5 years after action completed |
6966 |
Working papers documenting the conduct and administration of crisis management committees. Includes agenda, notices of meetings and draft minutes. (Date range: 1978 - ) |
Destroy 3 years after action completed |
Crisis Centre Management
The activities associated with establishing and maintaining a coordination centre for all communications in relation to a crisis.
For monitoring of crisis situations, use CRISIS MANAGEMENT - Monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
6967 |
Records documenting the management of the crisis centre. Includes:
(Date range: 1997 - ) |
Destroy 3 years after action completed |
Crisis Enquiries
The activities associated with handling requests for information about a crisis or people allegedly affected by a crisis. Includes calls received by helplines set up to handle emergency enquiries.
Entry | Description of Records | Disposal Action |
---|---|---|
6968 |
Records documenting the handling of enquiries from the public relating to the welfare of family and acquaintances associated with a crisis. (Date range: 1985 - ) |
Destroy 3 years after action completed |
Evacuations
The activities associated with managing the evacuation of people from emergency situations. Includes medical evacuations as a result of crisis situations.
For personal details on individuals who are part of a medical evacuation, use CONSULAR CASE MANAGEMENT - Medical Case Management.
Entry | Description of Records | Disposal Action |
---|---|---|
6969 |
Records documenting the evacuation of Australian and approved foreign nationals from potential danger. Includes:
(Date range: 1940 - ) |
Destroy 5 years after action completed |
Evaluation
The process of determining the suitability of potential or existing programs, items of equipment, systems or services in relation to meeting the needs of the given situation. Includes systems analysis and ongoing monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
6970 |
Final evaluation report of the agency's response to a crisis. (Date range: 1940 - ) |
Retain as national archives |
6971 |
Other records documenting the evaluation of the agency's response to a crisis. (Date range: 1940 - ) |
Destroy 2 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
6972 |
Records documenting the monitoring of crisis developments by posts and contacts. Includes:
(Date range: 1940 - ) |
Destroy 5 years after action completed |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
6973 |
Master copies of mission contingency plans. Includes:
(Date range: 1940 - ) |
Destroy 3 years after superseded |
6974 |
Records documenting the development of contingency plans. Includes:
(Date range: 1940 - ) |
Destroy after plan is superseded |
6975 |
Copies of mission contingency plans. Includes:
(Date range: 1940 - ) |
Destroy when reference ceases |
Policy
The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making, as the basis from which the organisation's operating procedures are determined.
Entry | Description of Records | Disposal Action |
---|---|---|
6976 |
Final policy documents and major drafts documenting the development and establishment of crisis management policies. (Date range: 1940 - ) |
Retain as national archives |
6977 |
Other records documenting the development and establishment of crisis management policies. Includes policy proposals, research papers, results of consultations and supporting reports. (Date range: 1940 - ) |
Destroy 3 years after promulgation of new policy |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
6978 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the crisis management function. (Date range: 1940 - ) |
Destroy 10 years after procedures are superseded |
6979 |
Records documenting the development of procedures supporting the crisis management function. (Date range: 1940 - ) |
Destroy 5 years after action completed |
Public reaction
The process of handling public reaction to an organisation's policies or services. Includes anonymous letters, letters of complaint and letters of congratulations or appreciation received from the public.
Entry | Description of Records | Disposal Action |
---|---|---|
6980 |
Records documenting the receipt, investigation and reply to complaints, compliments or comments relating to the crisis management function. (Date range: 2002 - ) |
Destroy 3 years after action completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
6981 |
Final versions of formal reports documenting developments, decisions and actions relating to the crisis management function. Includes:
(Date range: 1940 - ) |
Retain as national archives |
6982 |
Other reports relating to the crisis management function. (Date range: 1940 - ) |
Destroy 5 years after action completed |
6983 |
Working papers documenting the development and drafting of all reports. Includes:
(Date range: 1940 - ) |
Destroy 2 years after action completed |
Response
The activities associated with responding to crisis situations. Includes notification and confirmation of crisis, mobilising the department's resources to deal with the situation and handling communications.
Entry | Description of Records | Disposal Action |
---|---|---|
6984 |
Records documenting the response to crises. Includes:
(Date range: 1940 - ) |
Destroy 7 years after action completed |
Reviewing
The activities involved in re-evaluating or re-examining products, processes, procedures, standards and systems. Includes recommendations and advice resulting from these activities.
Entry | Description of Records | Disposal Action |
---|---|---|
6985 |
Records documenting the review of the agency's response to a crisis. (Date range: 1940 - ) |
Destroy 10 years after action completed |
6986 |
Records documenting the review of mission contingency plans. (Date range: 1940 - ) |
Destroy 3 years after superseded |
6987 |
Working papers documenting the review of agency operations and contingency plans related to the crisis management function. (Date range: 1940 - ) |
Destroy 3 years after action completed |
Risk management
The process involving identification of risks, likelihood and consequences of those risks and implementation of appropriate practice and procedures to treat the risks.
Entry | Description of Records | Disposal Action |
---|---|---|
6988 |
Records documenting risk management relating to the crisis management function. Includes:
(Date range: 1964 - ) |
Destroy 3 years after action completed |
Warden Network
The activities associated in establishing and maintaining a warden system whereby selected members of the community are responsible for passing on emergency information to a specified list of Australians within their area.
For briefing sessions to outline wardens' responsibilities in a crisis, use CRISIS MANAGEMENT - Briefing Sessions.
Entry | Description of Records | Disposal Action |
---|---|---|
6989 |
Records documenting the management of the warden network. Includes:
(Date range: 2000 - ) |
Destroy 3 years after action completed |
HISTORICAL RECORDS MANAGEMENT
The function of managing the organisation's historical resources. Includes agreements regarding access to historical resources, conducting reference enquiries for clients, maintaining information on overseas posts and personnel, producing and maintaining guidelines outlining potential current sensitivities and the preparation for publication of scholarly volumes of diplomatic documents.
For publication and distribution of diplomatic documents, use PUBLICATION.
For managing permission to publish material subject to Crown copyright, use PUBLICATION – Intellectual Property.
For management of the organisation's information resources in general, including the collection of historical photographs, use INFORMATION MANAGEMENT.
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
6990 |
Records documenting the arrangements between the agency and the Commonwealth archiving authority or authorities from other countries, in regards to records that are exempt from public access. (Date range: 1985 - ) |
Destroy 7 years after expiry or termination of agreement |
Historical Research
The activities associated with conducting historical research. Includes compiling and editing diplomatic documents prior to publication.
For publication and distribution of diplomatic documents, use PUBLICATION.
Entry | Description of Records | Disposal Action |
---|---|---|
6991 |
Master set of the agency's Policy Administration Circulars. (Date range: 1969 - ) |
Retain as national archives |
6992 |
Personnel records of prominent people, including former Heads of Mission, Ambassadors, Consul-Generals etc. (Date range: 1969 - ) |
Retain as national archives |
6993 |
Master set of the agency's Information Circulars. (Date range: 1969 - ) |
Destroy 5 years after issue of circular |
6994 |
Photocopies of agency documents supporting historical publications and collected according to the publication's criteria. (Date range: 1969 - ) |
Destroy 5 years after action completed |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
6995 |
Records documenting the development and establishment of guidelines regarding sensitivity of records. Includes identifying specific information as exempt or available for public access. (Date range: 1994 - ) |
Destroy when guidelines are superseded |
Reference Enquiries
The activities associated with providing a reference service to locate research material from the department's historical record collection.
Entry | Description of Records | Disposal Action |
---|---|---|
6996 |
Records documenting reference enquiries regarding historical records. Includes:
(Date range: 1983 - ) |
Destroy 10 years after action completed |
INTERNATIONAL RELATIONS
The function of monitoring, advising and developing strategies, agreements and policy advice in regards to international issues such as the environment, human rights and democratic principles. Includes providing financial assistance to other countries and international organisations; conducting consultations and maintaining relationships with foreign countries and international organisations; participation and support for international treaties/agreements; establishment of diplomatic posts and management of international visits to and from Australia.
For financial assistance to individuals or groups to promote awareness and understanding between Australia and other countries, use PUBLIC DIPLOMACY.
For participation in international trade negotiations, use TRADE NEGOTIATIONS.
For policies and strategies relating to international trade, use TRADE POLICY AND DEVELOPMENT.
For protecting Australia's security interests and defence, use INTERNATIONAL SECURITY.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
6997 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the international relations function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
6998 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the international relations function. (Date range: 1901 - ) |
Retain as national archives |
6999 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
7000 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 7 years after action completed |
7001 |
Records documenting the receipt and provision of non-ministerial advice regarding the international relations function. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7002 |
Records documenting agency liaison processes relating to the international relations function. Includes:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
For arrangements associated with provisions of bilateral and multilateral agreements, use INTERNATIONAL RELATIONS - Co-Operative Arrangements.
Entry | Description of Records | Disposal Action |
---|---|---|
7003 |
Final versions of international treaties, conventions, alliances and agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
7004 |
Records documenting the negotiations, establishment, maintenance and review of international agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
7005 |
Final version of other agreements. Includes negotiations, establishment, maintenance and review of the agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees, use STRATEGIC MANAGEMENT - Committees.
For committees specifically formed by Boards, Councils, Foundations, Institutes, etc to advise the government on specific international relations issues, use BOARD ADMINISTRATION - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7006 |
Records of external inter-government or inter-agency committees established to deal with international issues, where the agency is Secretariat or is the Australian representative, including the United Nations and Commonwealth War Graves Commission. Includes:
(Date range: 1921 - ) |
Retain as national archives |
7007 |
Records of other external committees where the agency is not Secretariat and is not the Australian representative, including Joint Business Council. Records include:
(Date range: 1921 - ) |
Destroy 10 years after action completed |
7008 |
Records of internal agency committees formed to consider matters relating to the international relations function. Includes:
(Date range: 1921 - ) |
Destroy 5 years after action completed |
7009 |
Working papers documenting the conduct and administration of all committees relating to the international relations function. Includes:
(Date range: 1921 - ) |
Destroy when reference ceases |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7010 |
Proceedings of high-level international conferences or conventions established to deal with international issues, where the conference is hosted by the agency or where the agency is the Australian representative. Includes Regional Ministerial Conference on People Smuggling. (Date range: 1901 - ) |
Retain as national archives |
7011 |
Proceedings of other conferences or conventions supporting the international relations function. (Date range: 1901 - ) |
Destroy 10 years after action completed |
7012 |
Records documenting administrative arrangements for conferences and conventions supporting the international relations function. Includes:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
Consultations
The activities associated with conducting regular exchange of views. Includes dialogues, discussions, talks and consultations on various issues.
For organising visits to attend consultations, use INTERNATIONAL RELATIONS - Visit Programs.
Entry | Description of Records | Disposal Action |
---|---|---|
7013 |
Records documenting consultations with representatives from world power countries or regional neighbours and supporting the international relations function. (Date range: 1901 - ) |
Retain as national archives |
7014 |
Records documenting other consultations (international and domestic) supporting the international relations function. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7015 |
Records documenting contract management relating to the international relations function. Includes: minutes of meetings with main stakeholders; performance and evaluation reports. (Date range: 1972 - ) |
Destroy 7 years after completion or other termination of contract |
Co-operative Arrangements
The activities related to negotiating and monitoring arrangements associated with provisions of bilateral and multilateral agreements, in regards to issues such as criminal deportation and co-operations between courts.
Entry | Description of Records | Disposal Action |
---|---|---|
7016 |
Records of international co-operative arrangements to which Australia is a party. Includes negotiations, establishment, maintenance and review of arrangements. (Date range: 1976 - ) |
Destroy 7 years after expiry or termination of arrangement |
Financial Assistance
The activities associated with providing financial assistance for projects or programs.
For financial records relating to management of financial assistance, use FINANCIAL MANAGEMENT - Accounting and/or FINANCIAL MANAGEMENT - Payments.
Entry | Description of Records | Disposal Action |
---|---|---|
7017 |
Records documenting successful applications for financial assistance supporting the international relations function. Includes:
(Date range: 1975 - ) |
Destroy 7 years after action completed |
7018 |
Records documenting unsuccessful applications for financial assistance supporting the international relations function. (Date range: 1975 - ) |
Destroy 2 years after action completed |
International Representations
The activities associated with advocacy and representations made to foreign governments on behalf of Australian individuals, groups, industry, business or government.
Entry | Description of Records | Disposal Action |
---|---|---|
7019 |
Records documenting representations to foreign governments on behalf of other government agencies, leading community interest groups, peak industry groups, recognised influential stakeholders and individuals, concerning issues that establish precedent, that impact on Australia's relationship with another country, that involve considerable public interest or debate, or that establish precedent. Includes:
(Date range: 1901 - ) |
Retain as national archives |
7020 |
Records documenting other Australian representations to foreign governments. Includes:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
International Representatives
The activities associated with the nomination, appointment or resignation of individuals or groups appointed as official representatives of Australia, Australian industry or the organisation to international organisations, offices, committees, councils or groups.
Entry | Description of Records | Disposal Action |
---|---|---|
7021 |
Records documenting successful campaigns for the appointment of Australian representatives to international organisations, offices, committees, councils or groups. (Date range: 1901 - ) |
Retain as national archives |
7022 |
Registers and databases documenting support for Australian candidates in international elections. (Date range: 1901 - ) |
Retain permanently in agency |
7023 |
Records documenting unsuccessful campaigns for appointments of Australian representatives to international organisations, offices, committees, councils or groups. (Date range: 1901 - ) |
Destroy 15 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
7024 |
Records documenting the monitoring of international developments by posts and contacts. (Date range: 1901 - ) |
Destroy 10 years after action completed |
Post Establishment
The activities associated with the establishment of relations between Australia and other countries, including proposals for the establishment, status, classification and consular district of missions, posts or offices. Includes foreign posts established in Australia and Australian posts established overseas. Also includes the withdrawal of consular posts.
Entry | Description of Records | Disposal Action |
---|---|---|
7025 |
Records documenting the establishment of a foreign consular post in Australia. (Date range: 1901 - ) |
Retain as national archives |
7026 |
Records documenting the establishment of an Australian consular post overseas. (Date range: 1901 - ) |
Retain as national archives |
7027 |
Records documenting the rejection for establishment of a foreign consular post in Australia. (Date range: 1901 - ) |
Retain as national archives |
7028 |
Records documenting the rejection for establishment of an Australian consular post overseas. (Date range: 1901 - ) |
Retain as national archives |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7029 |
Final versions of unpublished formal reports initiated by Parliament, Minister, or statutory body which relates to policy, strategy, or framework of international relations. Includes working papers. (Date range: 1901 - ) |
Retain as national archives |
7030 |
Final versions of formal internal, external and periodic and non-periodic reports relating to the international relations function. (Date range: 1901 - ) |
Destroy 10 years after action completed |
7031 |
Working papers documenting the development and drafting of formal internal, external and periodic and non-periodic reports . Includes:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7032 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the international relations function. Includes:
(Date range: 1972 - ) |
Destroy 7 years after tender process completed |
7033 |
Tender and or contract register. (Date range: 1972 - ) |
Destroy 7 years after last entry |
7034 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1972 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
Visit Programs
The activities associated with arranging, supporting and undertaking visits to or from Australia by individuals, delegations, cultural or sporting groups, or representatives, to inform, educate or promote the image and interests of Australia and other countries.
For visits concerned with promoting the profile, services, operation or role of the agency, use COMMUNITY RELATIONS - Visits.
Entry | Description of Records | Disposal Action |
---|---|---|
7035 |
Records documenting significant visits of foreign dignitaries to Australia, such as visits by the leader of a country, or significant visits by Australian dignitaries to foreign countries. Includes:
(Date range: 1901 - ) |
Retain as national archives |
7036 |
Records documenting other visits of foreign dignitaries to Australia. Includes:
(Date range: 1901 - ) |
Destroy 10 years after action completed |
7776 |
Records documenting other visits of Australian dignitaries to foreign countries. Includes:
(Date range: 1901 - ) |
Destroy 10 years after action completed |
INTERNATIONAL SECURITY
The function of protecting and advancing Australia's security interests through contributions to international security. Includes providing advice, negotiating agreements, participating in conferences and defence/security exercises, undertaking consultations and outreach programs regarding security issues, and monitoring international security situations.
For agency's regulatory security activities under legislation concerned with nuclear non-proliferation and chemical weapons prohibition, use NON-PROLIFERATION AND SAFEGUARDS.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7037 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the international security function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
7038 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the international security function. (Date range: 1901 - ) |
Retain as national archives |
7039 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
7040 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 5 years after action completed |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7041 |
Records documenting the receipt and provision of non-ministerial advice regarding the international security function. (Date range: 1901 - ) |
Destroy 2 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7042 |
Records of treaties, conventions, alliances and agreements to which Australia is a party. Includes negotiations, establishment, maintenance and review of agreements. (Date range: 1901 - ) |
Retain as national archives |
7043 |
Final versions of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
7044 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7045 |
Records of inter-government or inter-agency committees established to deal with international security issues, where the agency is Secretariat or is the Australian representative. Includes:
(Date range: 1945 - ) |
Retain as national archives |
7046 |
Records of internal agency committees formed to consider matters relating to the international security function. Includes:
(Date range: 1945 - ) |
Destroy 5 years after action completed |
7047 |
Records of other high-level inter-government or inter-agency committees relating to the international security function, where the agency is not Secretariat or is not the Australian representative. Includes:
(Date range: 1945 - ) |
Destroy 3 years after action completed |
Committees - Continued
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7048 |
Working papers documenting the conduct and administration of all committees relating to the international security function. Includes:
(Date range: 1945 - ) |
Destroy when reference ceases |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7049 |
Proceedings of high-level international conferences or conventions supporting the international security function where the conference is hosted by the agency or where the agency is the Australian representative. (Date range: 1919 - ) |
Retain as national archives |
7050 |
Records documenting administrative arrangements for high-level international conferences and conventions hosted by the agency or where the agency is the Australian representative. Includes:
(Date range: 1919 - ) |
Destroy 7 years after action completed |
Conferences - Continued
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7051 |
Records documenting other conferences or conventions supporting the international security function. Includes:
(Date range: 1919 - ) |
Destroy 7 years after action completed |
Consultations
The activities associated with conducting regular exchange of views. Includes dialogues, discussions, talks and consultations on various issues.
For organising visits to attend consultations, use INTERNATIONAL SECURITY - Visit Programs.
Entry | Description of Records | Disposal Action |
---|---|---|
7052 |
Records documenting consultations with representatives from world power countries or regional neighbours relating to the international security function. (Date range: 1901 - ) |
Retain as national archives |
7064 |
Records documenting other consultations supporting the international security function. (Date range: 1901 - ) |
Destroy 10 years after action completed |
Exercise Management
The activities associated with managing the agency's involvement in security exercises with other agencies.
Entry | Description of Records | Disposal Action |
---|---|---|
7065 |
Records documenting the management of international security exercises organised by the agency. Includes:
(Date range: 1954 - ) |
Destroy 10 years after action completed |
7066 |
Records documenting the management of international security exercises organised by other agencies. Includes:
(Date range: 1954 - ) |
Destroy 5 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
7067 |
Records documenting the monitoring of developments on contentious issues that present a significant threat to international security or relating to international security issues in Australia's regional neighbours. (Date range: 1901 - ) |
Retain as national archives |
7068 |
Records documenting monitoring of other overseas developments relating to international security. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Outreach Services
The activities associated with providing outreach services to external organisations and foreign countries to share the agency's knowledge and expertise in order to advance international harmony.
For significant advice provided to external organisations in relation to international security, use INTERNATIONAL SECURITY - Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
7069 |
Records documenting the development and provision of outreach services. Includes:
(Date range: 1999 - ) |
Destroy 5 years after action completed |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
7070 |
Final versions of plans relating to the international security function. (Date range: 1901 - ) |
Destroy 10 years after plan is issued |
7071 |
Working papers used to develop plans. Includes draft plans and comments. (Date range: 1901 - ) |
Destroy 1 year after action completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7072 |
Reports relating to the international security function that provide significant background information or contextual information that impact on policy, document breaches of international security treaties or protocols or document international security incidents that threaten peace. (Date range: 1901 - ) |
Retain as national archives |
7073 |
Final versions of other formal internal, external and periodic and non-periodic reports relating to the international security function. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7074 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Visit Programs
The activities associated with arranging, supporting and undertaking visits to or from Australia by individuals, delegations, cultural or sporting groups, or representatives, to inform, educate or promote the image and interests of Australia and other countries.
For visits concerned with promoting the profile, services, operation or role of the agency, use COMMUNITY RELATIONS - Visits.
Entry | Description of Records | Disposal Action |
---|---|---|
7777 |
Records documenting the arrangements for significant visits of foreign dignitaries to Australia, such as visits by the leader of a country. Includes:
(Date range: 1939 - ) |
Retain as national archives |
7075 |
Records documenting the arrangements for other visits of foreign dignitaries to Australia. Includes:
(Date range: 1939 - ) |
Destroy 10 years after action completed |
NON PROLIFERATION AND SAFEGUARDS
The function of regulating and monitoring peaceful use of nuclear, chemical, biological and radiological materials and facilities. Includes implementation of obligations under various legislation, treaties, arrangements and agreements; granting permits to use, import and export materials, information and facilities; and inspections.
For consultations on disarmament treaties and policy advice on chemical and nuclear weapons disarmament, use INTERNATIONAL SECURITY.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
For advising the government regarding nuclear weapons, use INTERNATIONAL SECURITY - Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
7076 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the non-proliferation and safeguards function. Includes advice provided in the form of:
(Date range: 1974 - ) |
Retain as national archives |
7077 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the non-proliferation and safeguards function. (Date range: 1974 - ) |
Retain as national archives |
7078 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1974 - ) |
Destroy 5 years after action completed |
7079 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1974 - ) |
Destroy 5 years after action completed |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
For advising the government regarding nuclear weapons, use INTERNATIONAL SECURITY - Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
7080 |
Records documenting the receipt and provision of non-ministerial advice regarding the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 5 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7081 |
Records documenting agency liaison processes relating to the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 7 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7082 |
Records of international treaties, conventions, alliances and agreements to which Australia is a party. Includes administrative arrangements, negotiations, establishment, maintenance and review of agreements. (Date range: 1987 - ) |
Retain as national archives |
7083 |
Final versions of other agreements. (Date range: 1987 - ) |
Destroy 10 years after expiry or termination of agreement |
7084 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1987 - ) |
Destroy 10 years after expiry or termination of agreement |
Appeals (decisions)
The activities involved in the process of appeals against decisions by application to a higher authority.
Entry | Description of Records | Disposal Action |
---|---|---|
7085 |
Records documenting appeals against a decision regarding non-proliferation and safeguards activities. Includes appeals to tribunals and courts. (Date range: 1987 - ) |
Destroy 7 years after appeal process is finalised or terminated |
Audit
The activities associated with officially checking financial, quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the organisation in a specified period. Includes compliance audits, financial audits, operational audits, recordkeeping audits, skills audits, system audits and quality assurance audits.
Entry | Description of Records | Disposal Action |
---|---|---|
7086 |
Final internal and external audit reports relating to the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 5 years after action completed |
7087 |
Records documenting the planning and conduct of internal and external audits relating to the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 2 years after action completed |
Authorisation
The process of delegating power to authorise an action and the seeking and granting permission to undertake a requested action.
For notifying the organisation about specified activities conducted at nuclear and chemical facilities, use NON-PROLIFERATION AND SAFEGUARDS - Notification.
Entry | Description of Records | Disposal Action |
---|---|---|
7088 |
Records documenting the application, granting and renewal of permits to operate Australia's nuclear facilities (e.g. Australian Nuclear Science and Technology Organisation). (Date range: 1987 - ) |
Retain as national archives |
7089 |
Records documenting the granting, transfer, renewal or revocation of permits to produce, process, consume scheduled chemicals, import or export scheduled chemicals or handle nuclear material. Excludes copies of supporting documents such as local council development approvals. (Date range: 1987 - ) |
Destroy 10 years after expiry or other termination of permit |
Authorisation - Continued
The process of delegating power to authorise an action and the seeking and granting permission to undertake a requested action.
For notifying the organisation about specified activities conducted at nuclear and chemical facilities, use NON-PROLIFERATION AND SAFEGUARDS - Notification.
Entry | Description of Records | Disposal Action |
---|---|---|
7090 |
Records documenting unsuccessful applications for permits to produce, process, consume scheduled chemicals, import or export scheduled chemicals or handle nuclear material. Excludes copies of supporting documents such as local council development approvals. (Date range: 1987 - ) |
Destroy 2 years after application for permit is refused |
7091 |
Copies of supporting documentation sighted, but not required to be retained, for the application process, such as local council development approvals. (Date range: 1987 - ) |
Destroy when reference ceases |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7092 |
Records of inter-government or inter-agency committees relating to the non-proliferation and safeguards function where the agency provides the Secretariat or is the Australian representative. Includes:
(Date range: 1974 - ) |
Retain as national archives |
Committees - Continued
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees, use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7093 |
Records of other external inter-government or inter-agency committees where the agency does not provide the Secretariat or is not the Australian representative. Includes:
(Date range: 1974 - ) |
Destroy 5 years after action completed |
7094 |
Records of internal agency committees formed to consider matters relating to the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 3 years after action completed |
7095 |
Working papers documenting the conduct and administration of all committees relating to the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy when reference ceases |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7096 |
Proceedings of international conferences or conventions supporting the non-proliferation and safeguards function where the conference is hosted by the agency or where the agency is the Australian representative. (Date range: 1974 - ) |
Retain as national archives |
7097 |
Proceedings of other conferences or conventions supporting the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 10 years after action completed |
7098 |
Records documenting administrative arrangements for conferences and conventions hosted by the agency and supporting the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 2 years after action completed |
Consultations
The activities associated with conducting regular exchange of views. Includes dialogues, discussions, talks and consultations on various issues.
Entry | Description of Records | Disposal Action |
---|---|---|
7099 |
Records documenting consultations with representatives from foreign governments that impacts on Australia's policy regarding non-proliferation and safeguards. (Date range: 1974 - ) |
Retain as national archives |
7100 |
Records documenting other consultations supporting the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 5 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7101 |
Records documenting contract management relating to the non-proliferation and safeguards function. Includes: minutes of meetings with main stakeholders, performance and evaluation reports. (Date range: 1984 - ) |
Destroy 7 years after completion or other termination of contract |
Enquiries
The activities associated with handling requests for information about the organisation and its services by the general public, agency employees or another organisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7102 |
Records documenting the handling of enquiries regarding the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 5 years after action completed |
Evaluation
The process of determining the suitability of potential or existing programs, items of equipment, systems or services in relation to meeting the needs of the given situation. Includes systems analysis and ongoing monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
7103 |
Records documenting surveys and other assessments of products, programs, processes, systems or services relating to the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 10 years after action completed |
Implementation
The activities associated with carrying out or putting into action, plans, policies, procedures or instructions, all of which could be internally or externally driven. Includes manual or automated databases, applications or systems, but excludes installation of equipment. Also includes monitoring to ensure the implementation goes according to schedule and that standards are met and includes first aid treatment.
Entry | Description of Records | Disposal Action |
---|---|---|
7104 |
Records documenting the implementation of plans, recommendations, policies, strategies, procedures and instructions to support the non-proliferation and safeguards function. (Date range: 1987 - ) |
Destroy 10 years after action completed |
Inspections
The process of official examinations of facilities, equipment and items, to ensure compliance with agreed standards and objectives.
For evidence gathered to support breaches of legislation in regards to chemical and nuclear material and resulting in court action, use NON-PROLIFERATION AND SAFEGUARDS - Offences.
Entry | Description of Records | Disposal Action |
---|---|---|
7105 |
Records relating to inspections of Australian nuclear reactor facilities, such as Australian Nuclear Science and Technology Organisation, by the agency or by international inspection agencies such as International Atomic Energy Agency (IAEA). Includes:
(Date range: 1987 - ) |
Retain as national archives |
7106 |
Records documenting inspections conducted overseas where the agency is an Australian representative in the inspection team. Includes copies of final inspection reports and Australian participants' reports. (Date range: 1987 - ) |
Destroy 10 years after action completed |
Inspections - Continued
The process of official examinations of facilities, equipment and items, to ensure compliance with agreed standards and objectives.
For evidence gathered to support breaches of legislation in regards to chemical and nuclear material and resulting in court action, use NON-PROLIFERATION AND SAFEGUARDS - Offences.
Entry | Description of Records | Disposal Action |
---|---|---|
7107 |
Records relating to inspections of other Australian permit holders by the agency or by international inspection agencies such as International Atomic Energy Agency (IAEA) or the Organisation for the Prohibition of Chemical Weapons (OPCW). Includes:
(Date range: 1987 - ) |
Destroy 5 years after facility ceases operation |
Joint ventures
The activities involved in managing joint operations between departments, either within the organisation or with other organisations, or with the government, where there is a contract, joint contribution of funds and/or time. Also includes private sector ventures with public sector organisations, and co-research or collaboration between inter-departmental units, departments or organisations.
Entry | Description of Records | Disposal Action |
---|---|---|
7108 |
Signed joint venture contracts and agreements and supporting records. (Date range: 1974 - ) |
Destroy 7 years after completion or other termination of contract |
7109 |
Records documenting the management of joint ventures undertaken to support the Non-Proliferation and Safeguards function. Includes records relating to the establishment, maintenance and review of joint venture agreements and contracts. (Date range: 1974 - ) |
Destroy 7 years after completion or other termination of agreement or contract |
Material Accounting
The activities associated with accounting for scheduled chemicals and nuclear materials.
Entry | Description of Records | Disposal Action |
---|---|---|
7110 |
Reconciliation reports regarding holdings of scheduled chemicals and nuclear materials. (Date range: 1987 - ) |
Destroy 20 years after action completed |
7111 |
Working papers documenting the processing and transport of scheduled chemicals and nuclear material. Includes:
(Date range: 1987 - ) |
Destroy 10 years after action completed |
Meetings
The activities associated with adhoc gatherings held to formulate, discuss, update or resolve issues and matters pertaining to managing the section, department, or organisation as a whole. Includes arrangements, agenda, taking of minutes etc. Excludes committee meetings.
Entry | Description of Records | Disposal Action |
---|---|---|
7112 |
Final versions of minutes and supporting documents tabled at meetings to support the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 5 years after action completed |
7113 |
Working papers documenting the conduct and administration of meetings held to support the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy when reference ceases |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
7114 |
Copies of records related to monitoring for evidence of nuclear test activities. (Date range: 1987 - ) |
Destroy 10 years after test activities action completed |
Notifications
The activities associated with the notification and recording of a reportable event. Includes facilities notifying agency of specified activities and notifications of nuclear material transfers.
Entry | Description of Records | Disposal Action |
---|---|---|
7115 |
Records notifying the agency of the transport and transfer of nuclear materials. (Date range: 1987 - ) |
Destroy 10 years after action completed |
7116 |
Records notifying the agency of the security breach or incident at nuclear or chemical facility, or incidents of alleged nuclear or chemical material mismanagement. (Date range: 1974 - ) |
Destroy 5 years after action completed |
Offences
The activities associated with identifying and taking action against suspected breaches of legislation.
For inspections conducted to gather evidence on suspected breaches, use NON-PROLIFERATION AND SAFEGUARDS - Inspections.
Entry | Description of Records | Disposal Action |
---|---|---|
7117 |
Records documenting enforcement of compliance with legislation and regulations. Includes:
(Date range: 1987 - ) |
Destroy 7 years after action completed |
Outreach Services
The activities associated with providing outreach services to external organisations and foreign countries to share the agency's knowledge and expertise in order to advance international harmony.
Entry | Description of Records | Disposal Action |
---|---|---|
7118 |
Records documenting the development and provision of outreach services. Includes:
(Date range: 1996 - ) |
Destroy 10 years after provision of course or program |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
7119 |
Final versions of plans supporting the non-proliferation and safeguards function. Includes yearly inspection plans and outreach training plans. (Date range: 1974 - ) |
Destroy 5 years after plan is superseded |
7120 |
Working papers used to develop plans supporting the non-proliferation and safeguards function. Includes draft plans and comments. (Date range: 1974 - ) |
Destroy 1 year after action completed |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
7121 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the non-proliferation and safeguards function. (Date range: 1974 - ) |
Retain as national archives |
7122 |
Records documenting the development of procedures supporting the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 1 year after production of procedures |
Register Maintenance
The activities associated with maintaining registers in accordance with legislation or procedures.
Entry | Description of Records | Disposal Action |
---|---|---|
7123 |
Register of Permits and Notifications. The register documents the issue, renewal, transfer or revocation of permits to operate scheduled chemical facilities. (Date range: 1987 - ) |
Retain as national archives |
7124 |
Register of Permit and Authority Holders. The register documents the issue, renewal, transfer or revocation of permits or authorities to handle nuclear material or to communicate information regarding associated technology. (Date range: 1987 - ) |
Retain as national archives |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
For the design and printing of annual reports, use PUBLICATION.
Entry | Description of Records | Disposal Action |
---|---|---|
7125 |
Reports made to international agencies such as the International Atomic Energy Agency (IAEA), concerning the disposition of nuclear materials in Australia. Includes:
(Date range: 1974 - ) |
Destroy 15 years after action completed |
7126 |
Reports concerning transfers of nuclear items, prepared by the agency and forwarded to international agencies, such as the Atomic Energy Agency of the European Union (Euratom). (Date range: 1974 - ) |
Destroy 10 years after action completed |
7127 |
Periodic and special reports received from nuclear and scheduled chemical facility operators. (Date range: 1974 - ) |
Destroy 7 years after facility ceases operation |
7128 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1974 - ) |
Destroy 5 years after action completed |
Research
The activities involved in investigating or enquiring into a subject or area of interest in order to discover facts, principles etc Used to support development of projects, standards, guidelines etc and the business activities of the organisation in general. Includes following up enquiries relating to organisational programs, projects, working papers, literature searches etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7129 |
Records documenting the research results of scientific and technical investigations to support the non-proliferation and safeguards function where the results have major implications, are exceptionally significant or are highly controversial. (Date range: 1987 - ) |
Retain as national archives |
7130 |
Records documenting the research results of scientific and technical investigations to support the non-proliferation and safeguards function where the results do not have major implications, are not exceptionally significant and are not highly controversial. (Date range: 1987 - ) |
Destroy 10 years after results are superseded or are obsolete |
Reviewing
The activities involved in re-evaluating or re-examining products, processes, procedures, standards and systems. Includes recommendations and advice resulting from these activities.
Entry | Description of Records | Disposal Action |
---|---|---|
7131 |
Records documenting reviews relating to the security of Australian nuclear facilities, such as Australian Nuclear Science and Technology Organisation. Includes working papers. (Date range: 1974 - ) |
Retain as national archives |
7132 |
Final versions of reviews of programs and operations supporting the non-proliferation and safeguards function. (Date range: 1974 - ) |
Destroy 10 years after action completed |
7133 |
Working papers relating to review of programs and operations supporting the non-proliferation and safeguards function. Includes:
(Date range: 1974 - ) |
Destroy 2 years after action completed |
Reviews (decisions)
The activities involved in the process of reviewing actions both by an agency, or an external body. Includes reviews of promotion decisions.
Entry | Description of Records | Disposal Action |
---|---|---|
7134 |
Records documenting reviews of decisions relating to the non-proliferation and safeguards function. (Date range: 1987 - ) |
Destroy 7 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7135 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the non-proliferation and safeguards function. Includes:
(Date range: 1984 - ) |
Destroy 7 years after tender process completed |
7136 |
Tender and or contract register. (Date range: 1984 - ) |
Destroy 7 years after last entry |
7137 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1984 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
PASSPORT SERVICES
The function of issuing Australian travel identification documents in accordance with international standards. Includes provision of passports, documents of identity and convention travel documents and investigating suspected travel document fraud.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7138 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the passport services function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
7139 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the passport services function. (Date range: 1901 - ) |
Destroy 10 years after action completed |
7140 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
7141 |
Records documenting the receipt and provision of non-ministerial advice regarding the passport services function. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7142 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 5 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7143 |
Final versions of agreements between the agency and other agencies for the provision of services or information relating to the passport services function. Includes service level agreements. (Date range: 1942 - ) |
Destroy 7 years after expiry or termination of agreement |
7144 |
Records documenting the negotiations, establishment, maintenance and review of agreements relating to the passport services function. (Date range: 1942 - ) |
Destroy 7 years after expiry or termination of agreement |
Appeals (decisions)
The activities involved in the process of appeals against decisions by application to a higher authority.
For legal advice received on the conduct of the appeal, use LEGAL SERVICES - Advice.
Entry | Description of Records | Disposal Action |
---|---|---|
7145 |
Records documenting appeals on behalf of minors, on decisions relating to the passport services function. Includes appeals to tribunals. (Date range: 1984 - ) |
Destroy 7 years after minor reaches 18 years of age |
7146 |
Records documenting other appeals on decisions relating to the passport services function, including appeals to tribunals. (Date range: 1984 - ) |
Destroy 7 years after action completed |
Audit
The activities associated with officially checking financial, quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the organisation in a specified period. Includes compliance audits, financial audits, operational audits, recordkeeping audits, skills audits, system audits and quality assurance audits.
Entry | Description of Records | Disposal Action |
---|---|---|
7147 |
Final internal and external audit reports relating to the passport services function. (Date range: 1926 - ) |
Destroy 5 years after action completed |
7148 |
Records documenting the planning and conduct of internal and external audits relating to the passport services function. Includes:
(Date range: 1926 - ) |
Destroy 2 years after action completed |
Authorisation
The process of delegating power to authorise an action and the seeking and granting permission to undertake a requested action.
Entry | Description of Records | Disposal Action |
---|---|---|
7149 |
Delegations of power to agency staff to authorise passport services activities. (Date range: 1901 - ) |
Destroy 10 years after delegation expires |
Compliance
The activities associated with complying with mandatory or optional accountability, fiscal, legal, regulatory or quality standards or requirements to which the organisation is subject. Includes compliance with legislation and with national and international standards, such as the ISO 9000 series.
Entry | Description of Records | Disposal Action |
---|---|---|
7150 |
Records documenting compliance with mandatory or optional standards or with statutory requirements relating to the passport services function. (Date range: 1920 - ) |
Destroy 5 years after action completed |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7151 |
Proceedings of international conferences supporting the passport services function where the conference is hosted by the agency or where the agency is the Australian representative, such as Five Nations Conference. (Date range: 1918 - ) |
Destroy 5 years after action completed |
7152 |
Proceedings of other conferences or conventions supporting the passport services function. (Date range: 1918 - ) |
Destroy 3 years after action completed |
7153 |
Records documenting arrangements for conferences supporting the passport services function. Includes:
(Date range: 1918 - ) |
Destroy 3 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7154 |
Records documenting contract management relating to the passport services function. Includes minutes of meetings with main stakeholders and performance and evaluation reports. (Date range: 1983 - ) |
Destroy 7 years after completion or other termination of contract |
Customer service
The activities associated with the planning, monitoring and evaluation of services provided to customers by the organisation.
For overall evaluation of work performance, use STRATEGIC MANAGEMENT - Performance Management.
For complaints from the public about passport service activities, use PASSPORT SERVICES - Public Reaction.
Entry | Description of Records | Disposal Action |
---|---|---|
7155 |
Records documenting the monitoring and evaluation of customer services provided to clients and relating to the passport services function. Includes client surveys. (Date range: 1998 - ) |
Destroy 5 years after action completed |
7156 |
Records documenting the development of service charters and directives relating to the provision of passport services to clients. (Date range: 1998 - ) |
Destroy 3 years after superseded |
Enquiries
The activities associated with handling requests for information about the organisation and its services by the general public, agency employees or another organisation.
For complaints from the public about passport service activities, use PASSPORT SERVICES - Public Reaction.
Entry | Description of Records | Disposal Action |
---|---|---|
7157 |
Records documenting the handling of enquiries relating to the passport services function. Includes enquiries from the public or posts. (Date range: 1901 - ) |
Destroy 1 year after action completed |
Evaluation
The process of determining the suitability of potential or existing programs, items of equipment, systems or services in relation to meeting the needs of the given situation. Includes systems analysis and ongoing monitoring.
For client surveys, use PASSPORT SERVICES - Customer service.
Entry | Description of Records | Disposal Action |
---|---|---|
7158 |
Records documenting surveys and other assessments of products, programs, processes, systems or services relating to the passport services function. Includes:
(Date range: 1901 - ) |
Destroy 1 year after action completed |
Fraud
The processes which allow the disclosure of fraud, and strategies for preventing fraud. Includes involvement in fraud prevention projects and education of staff about fraud disclosures.
For agency fraud control plans supporting Government policy, use STRATEGIC MANAGEMENT - Planning.
For investigations into fraud allegations made against an employee, use PERSONNEL - Discipline.
Entry | Description of Records | Disposal Action |
---|---|---|
7159 |
Records documenting the development and dissemination of fraud awareness programs. (Date range: 1979 - ) |
Destroy 7 years after action completed |
7160 |
Records documenting the disclosure and identification of suspected travel document frauds which cannot be substantiated and no further action is taken. (Date range: 1979 - ) For suspected travel document frauds where further investigation is undertaken, use PASSPORT SERVICES - Investigations. |
Destroy 7 years after action completed |
International Standards
The activities associated with developing international standards to enhance the quality, security and/or efficiency of a product or service.
Entry | Description of Records | Disposal Action |
---|---|---|
7162 |
Records documenting the development and implementation of international standards for travel documents. Includes:
(Date range: 1920 - ) |
Destroy 5 years after action completed |
7163 |
Travel documents issued by or for other countries or international organisations, as an example of international standards. (Date range: 1920 - ) |
Destroy when superseded |
Investigations
The activities associated with undertaking investigations into suspected cases of fraud.
Entry | Description of Records | Disposal Action |
---|---|---|
7164 |
Records documenting investigations into travel document fraud which establish precedent, results in major changes to policy or procedures, or creates considerable public interest. Includes the referral of the case to police for further action. (Date range: 1901 - ) |
Retain as national archives |
7165 |
Records documenting other investigations into suspected travel document frauds which are referred to the police for further action. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
7166 |
Final versions of plans supporting the passport services function. (Date range: 1901 - ) |
Destroy 2 years after plan is superseded |
7167 |
Working papers used to develop plans supporting the passport services function. Includes:
(Date range: 1901 - ) |
Destroy 1 year after action completed |
Policy
The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making, as the basis from which the organisation's operating procedures are determined.
Entry | Description of Records | Disposal Action |
---|---|---|
7168 |
Final policy documents and major drafts documenting the development and establishment of policies relating to the passport services function. (Date range: 1901 - ) |
Retain as national archives |
7169 |
Working papers documenting the development of policies supporting the passport services function. (Date range: 1901 - ) |
Destroy 5 years after policy is promulgated |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
7170 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the passport services function. (Date range: 1901 - ) |
Destroy 3 years after procedures are superseded |
7171 |
Records documenting the development of procedures supporting the passport services function. (Date range: 1901 - ) |
Destroy 1 year after production of procedures |
Public reaction
The process of handling public reaction to an organisation's policies or services. Includes anonymous letters, letters of complaint and letters of congratulations or appreciation received from the public.
For complaints that result in fraud investigations, use PASSPORT SERVICES - Investigations.
Entry | Description of Records | Disposal Action |
---|---|---|
7172 |
Records documenting complaints or comments regarding the passport services function where further action or investigation is taken. (Date range: 1901 - ) |
Destroy 3 years after action completed |
7173 |
Records documenting complaints or comments regarding the passport services function where no action is taken, except an acknowledgment of receipt. (Date range: 1901 - ) |
Destroy 1 year after action completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7174 |
Consolidated statistical information maintained on passport information and control system. (Date range: 1901 - ) |
Retain permanently in agency. |
7175 |
Yearly reports concerning the Client Service Charter. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7176 |
Copies of statistical reports produced by passport information and control system. (Date range: 1901 - ) |
Destroy when reference ceases. |
Reviewing
The activities involved in re-evaluating or re-examining products, processes, procedures, standards and systems. Includes recommendations and advice resulting from these activities.
Entry | Description of Records | Disposal Action |
---|---|---|
7177 |
Final versions of reviews relating to passport services function. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7178 |
Working papers relating to review of programs and operations supporting passport services function. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Reviews (decisions)
The activities involved in the process of reviewing actions both by an agency, or an external body. Includes reviews of promotion decisions.
For appeals against travel document decisions, use PASSPORT SERVICES - Appeals (decisions).
Entry | Description of Records | Disposal Action |
---|---|---|
7179 |
Records documenting reviews on behalf of minors, of decisions relating to the passport services function. (Date range: 1984 - ) |
Destroy 7 years after minor reaches 18 years of age |
7180 |
Records documenting other reviews of decisions relating to the passport services function. (Date range: 1984 - ) |
Destroy 7 years after action completed |
Security
The activities associated with measures taken to protect people, premises, equipment or information from accidental or intentional damage or from unauthorised access. Includes the security classification of personnel and criminal record checks.
Entry | Description of Records | Disposal Action |
---|---|---|
7181 |
Records documenting security breaches where travel documents have been reported missing prior to processing or issue. Includes referral to law enforcement authorities. (Date range: 1920 - ) |
Destroy 11 years after breach reported |
7182 |
Records documenting security breaches during the travel document processing or handling, for example an unauthorised officer processes a travel document. (Date range: 1920 - ) |
Destroy 5 years after breach reported |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7183 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the passport services function. Includes:
(Date range: 1983 - ) |
Destroy 7 years after tender process completed |
7184 |
Tender and or contract register. (Date range: 1983 - ) |
Destroy 7 years after last entry |
7185 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1983 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
Travel Document Cancellation
The activities associated with the cancellation or suspension of travel documents.
For records regarding the destruction of travel documents, use PASSPORT SERVICES - Travel Document Destruction.
Entry | Description of Records | Disposal Action |
---|---|---|
7186 |
Records documenting the cancellation or suspension of current travel documents to prevent a person leaving the country. Includes:
(Date range: 1901 - ) |
Destroy 85 years after date of birth of person or after refusal to issue travel document is lifted |
7187 |
Records documenting other cancellations of adult travel documents. Includes travel documents:
(Date range: 1901 - ) |
Destroy 11 years after action completed |
7188 |
Records documenting the cancellation of blank travel documents which have been lost before issue. (Date range: 1901 - ) |
Destroy 11 years after action completed |
7189 |
Records documenting cancellations of child travel documents. Includes travel documents reported lost or stolen, suspected of being forged or incorrectly issued (Date range: 1901 - ) |
Destroy 6 years after action completed |
Travel Document Design
The activities associated with designing and developing travel documents. Includes examining and appraising new travel document designs and fraud prevention techniques.
Entry | Description of Records | Disposal Action |
---|---|---|
7190 |
Records documenting the design and development of travel documents. Includes:
(Date range: 1901 - ) |
Retain as national archives |
Travel Document Destruction
The activities associated with the identification and destruction of travel documents that do not meet the agency's quality control checks.
For cancellation of lost or stolen travel documents, use PASSPORT SERVICES - Travel Document Cancellation.
Entry | Description of Records | Disposal Action |
---|---|---|
7191 |
Data held on passport issue and control system documenting the destruction of travel documents issued to persons over 18 years of age. (Date range: 1901 - ) |
Destroy 11 years after action completed |
7192 |
Destruction certificates. (Date range: 1901 - ) |
Destroy 11 years after action completed |
7193 |
Data held on passport issue and control system documenting the destruction of travel documents issued to minors under 18 years of age. (Date range: 1901 - ) |
Destroy 6 years after action completed |
7194 |
Travel documents (current and expired) held by the agency and not claimed. Includes lost and stolen travel documents handed into agency. (Date range: 1901 - ) |
Destroy 60 days after receipt of travel document |
7195 |
Original travel documents spoilt or damaged prior to issue. (Date range: 1901 - ) |
Destroy immediately |
Travel Document Processing
The activities associated with processing, verifying, producing and issuing travel documents. Includes the management of alerts or stop requests to prevent the issue of travel documents and returning lost travel documents to their legal owner.
Entry | Description of Records | Disposal Action |
---|---|---|
7196 |
Registers of personal details of travel document holders maintained on passport issue and control system. (Date range: 1901 - ) |
Destroy 100 years after date of birth of travel document holder |
7197 |
Scanned images of approved applications (including amendments) for issue of travel documents for persons over 18 years of age. (Date range: 1901 - ) |
Destroy 11 years after issue of travel document |
Travel Document Processing - Continued
The activities associated with processing, verifying, producing and issuing travel documents. Includes the management of alerts or stop requests to prevent the issue of travel documents and returning lost travel documents to their legal owner.
Entry | Description of Records | Disposal Action |
---|---|---|
7198 |
Scanned images of approved applications (including amendments) for issue of travel documents for minors under 18 years of age. (Date range: 1901 - ) |
Destroy 6 years after issue of travel document |
7199 |
Hard copies of approved applications (including amendments) for issue of travel documents that have not been scanned. (Date range: 1901 - ) |
Destroy 11 years after issue of travel document |
7200 |
Hard copies of approved applications (including amendments) for issue of travel documents that have been scanned. (Date range: 1992 - ) |
Destroy 60 days after scanning completed |
7201 |
Records documenting unsuccessful applications for travel documents. Data would be added to the passport issue and control system. Includes:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
7202 |
Lapsed applications for travel documents where the agency has requested further information and there has been no response. (Date range: 1901 - ) |
Destroy 6 months after request to supply further information |
7203 |
Person Alert records regarding persons over 18 years of age. Records include associated data maintained on systems such as passport issue and control system. Includes alerts issued for police warrants and bankruptcy, applicants who have been refused travel documents and persons who have lost Australian citizenship status. (Date range: 1901 - ) |
Destroy 1 year after alert is cancelled or withdrawn |
7778 |
Person Alert records regarding minors under 18 years of age. Records include associated data maintained on systems, such as passport issue and control system. Includes alerts issued for possible abductions and applicants who have been refused travel documents. (Date range: 1901 - ) |
Destroy when minor turns 18 years of age |
PERSONNEL OVERSEAS
The function of managing employees and volunteers working overseas for the organisation and not covered by the Public Service Act. Overseas employees include locally engaged staff, house staff of heads of mission, honorary consuls and spouses and family of consular staff.
For other activities related to personnel employed overseas, use PERSONNEL.
For privileges and immunities granted to honorary consuls, use PROTOCOL.
Employment conditions
The activities associated with managing the general conditions of employment for personnel.
Entry | Description of Records | Disposal Action |
---|---|---|
7204 |
Records documenting the engagement history of Honorary Consuls. Includes:
(Date range: 1940 - ) |
Destroy 75 years after date of birth of Honorary Consul or 7 years after last action, whichever is later |
7205 |
Records documenting the consolidated employment history of locally employed staff (LES). Includes:
(Date range: 1940 - ) |
Destroy 7 years after termination of employment |
PROTOCOL
The function of providing services to the foreign diplomatic and consular community. Includes co-ordinating diplomatic accreditation, facilitating the transition of diplomats and their families into Australia and the consular community, authorisation of concessions, ensuring diplomatic privileges and immunities, processing award nominations and organising diplomatic functions.
For establishment and closure of consular posts in Australia or overseas, use INTERNATIONAL RELATIONS – Post Establishment.
For the provision of consular services to Australians residing or travelling overseas, use CONSULAR SERVICES.
Accreditation
The activities associated with granting diplomatic accreditation and arranging the presentation of credentials to the Governor General.
For arrangements concerning the diplomatic agent's arrival in Australia, and appointments to call on government officers, use PROTOCOL - Diplomatic Arrangements.
Entry | Description of Records | Disposal Action |
---|---|---|
7206 |
Records documenting diplomatic accreditation of foreign Heads of Mission. Includes:
(Date range: 1936 - ) |
Retain as national archives |
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7207 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the protocol function. Includes advice provided in the form of:
(Date range: 1921 - ) |
Retain as national archives |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7208 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the protocol function. (Date range: 1921 - ) |
Retain as national archives |
7209 |
Records documenting advice provided by the agency regarding the nomination of people for an award or honour (Date range: 1921 - ) |
Destroy 30 years after action completed |
7210 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1921 - ) |
Destroy 5 years after action completed |
7211 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance with no far-reaching impact on the social, economic and international standing of the country. (Date range: 1921 - ) |
Destroy 5 years after action completed |
7212 |
Records documenting the receipt and provision of non-ministerial advice regarding the protocol function. (Date range: 1921 - ) |
Destroy 2 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7213 |
Records documenting liaison activities undertaken with other Australian and foreign agencies and groups. Includes:
(Date range: 1921 - ) |
Destroy after liaison completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7214 |
Records relating to agreements or undertakings made to support the employment of foreign domestic staff in Australia. Includes:
(Date range: 1977 - ) For the authorisation for foreign domestic staff to work at diplomatic missions or consular posts, use PROTOCOL - Authorisation. |
Destroy 7 years after notification employee is departing country |
7125 |
Final versions of other agreements supporting the protocol function. (Date range: 1977 - ) |
Destroy 7 years after expiry or termination of agreement |
7126 |
Records documenting the negotiations, establishment and review of other agreements. (Date range: 1977 - ) |
Destroy 7 years after expiry or termination of agreement |
Audit
The activities associated with officially checking financial, quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the organisation in a specified period. Includes compliance audits, financial audits, operational audits, recordkeeping audits, skills audits, system audits and quality assurance audits.
Entry | Description of Records | Disposal Action |
---|---|---|
7217 |
Final internal and external audit reports relating to the protocol function. (Date range: 1999 - ) |
Destroy 5 years after action completed |
7218 |
Records documenting the planning and conduct of internal and external audits relating to the protocol function. Includes:
(Date range: 1999 - ) |
Destroy 2 years after action completed |
Authorisation
The process of delegating power to authorise an action and the seeking and granting permission to undertake a requested action.
Entry | Description of Records | Disposal Action |
---|---|---|
7219 |
Records documenting the authorisation for foreign diplomatic missions and consular posts in Australia to undertake requested actions, such as the installation of wireless transmitters or satellite receiving dishes; the import, purchase or disposal of motor vehicles under privilege. Includes:
(Date range: 1968 - ) |
Destroy 10 years after action completed |
Authorisation - Continued
The process of delegating power to authorise an action and the seeking and granting permission to undertake a requested action.
Entry | Description of Records | Disposal Action |
---|---|---|
7220 |
Records documenting the authorisation for individual members of foreign diplomatic missions or consular posts in Australia, to undertake requested actions, such as possession of firearms; the import, purchase or disposal of motor vehicles under privilege. Includes:
(Date range: 1968 - ) |
Destroy 10 years after action completed |
7221 |
Records documenting the authorisation for foreign domestic staff to work at foreign diplomatic missions or consular posts in Australia. (Date range: 1968 - ) For agreements or undertakings made to support the employment of foreign domestic staff, use PROTOCOL - Agreements. |
Destroy 7 years after notification employee is departing country |
7222 |
Delegations of power to agency staff to authorise administrative action relating to the protocol function. (Date range: 1968 - ) |
Destroy 7 years after delegation expires |
7223 |
Records documenting the authorisation for relatives of members of foreign diplomatic mission or consular post in Australia, to engage in employment. Includes:
(Date range: 1968 - ) |
Destroy 2 years after departure from country |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7224 |
Records of committees relating to the protocol function where the agency is a member. Includes:
(Date range: 1952 - ) |
Destroy 3 years after action completed |
Complaint Handling
The activity associated with receiving and responding to complaints. Excludes complaints regarding the organisation's policies or services.
For complaints regarding the agency's policies or services use COMMUNITY RELATIONS - Public Reaction.
Entry | Description of Records | Disposal Action |
---|---|---|
7225 |
Records documenting the handling of complaints regarded as unusual or controversial that create substantial media interest or establish precedent. Includes abuse of privileges. (Date range: 1948 - ) |
Retain as national archives |
7226 |
Records documenting the handling of routine complaints that do not attract public or media interest or establish precedents. (Date range: 1948 - ) |
Destroy 10 years after action completed |
Diplomatic Arrangements
The activities associated with arrival and departure arrangements for representatives of foreign governments and their families. Includes arranging appointments with government officials, and vehicle transportation and motorcycle escorts.
For presentation of credentials to the Governor-General, use PROTOCOL - Accreditation.
Entry | Description of Records | Disposal Action |
---|---|---|
7227 |
Records documenting arrival and departure arrangements for foreign diplomatic and consular representatives, staff and family members. Includes:
(Date range: 1923 - ) |
Destroy 5 years after action completed |
Diplomatic Representatives
The activities associated with the notification of appointments to foreign missions or international organisations. Includes maintenance of diplomatic and consular lists.
For the issue of identify cards to representatives and their staff and families, use PROTOCOL - Privileges And Immunities.
Entry | Description of Records | Disposal Action |
---|---|---|
7228 |
Master set of published lists of foreign diplomatic and consular representatives and staff in Australia. (Date range: 1921 - ) |
Retain permanently in agency |
7229 |
Administrative records relating to representatives of foreign governments and other diplomatic staff. Includes notices of arrival and departure and passport details. (Date range: 1921 - ) |
Destroy 5 years after representative leaves country |
Functions (social)
The process of organising and managing an official or formal social occasion conducted by the organisation to enhance its internal and external relationships, or to promote its services and image.
Entry | Description of Records | Disposal Action |
---|---|---|
7230 |
Records documenting the organisation and management of an official or formal social occasion supporting the protocol function. Includes:
(Date range: 1921 - ) |
Destroy 5 years after action completed |
Greetings
The activities associated with preparing, sending and receiving letters of appreciation or condolences. Includes mailing lists for Christmas cards.
Entry | Description of Records | Disposal Action |
---|---|---|
7231 |
Records documenting the preparation and dispatch of national day messages, goodwill messages, congratulations, condolences and other greetings to representatives of foreign governments. (Date range: 1927 - ) |
Destroy 5 years after action completed |
Number Plate Management
The activities associated with managing the allocation and return of diplomatic and consular vehicle number plates.
Entry | Description of Records | Disposal Action |
---|---|---|
7232 |
Register of foreign diplomatic and consular number plate allocations. (Date range: 1945 - ) |
Destroy 10 years after last entry in register |
7233 |
Records documenting successful requests for, and allocation of, foreign diplomatic and consular number plates. Includes:
(Date range: 1945 - ) |
Destroy 2 years after the person has left the country |
7234 |
Records documenting the unsuccessful request for foreign diplomatic or consular number plates. Includes:
(Date range: 1945 - ) |
Destroy 5 years after action completed |
Policy
The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making, as the basis from which the organisation's operating procedures are determined.
Entry | Description of Records | Disposal Action |
---|---|---|
7235 |
Final policy documents and major drafts documenting the development and establishment of policies relating to the protocol function. (Date range: 1921 - ) |
Retain as national archives |
7236 |
Working papers documenting the development of policies supporting the protocol function. Includes:
(Date range: 1921 - ) |
Destroy 10 years after policy is promulgated |
Privileges and Immunities
The activities associated with ensuring diplomatic missions receive the privileges and immunities according to international conventions.
For authorisation to carry firearms, purchase vehicles, use PROTOCOL - Authorisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7237 |
Records documenting the granting and withdrawal of privileges and immunities to foreign diplomatic and consular posts or their eligible staff. Includes:
(Date range: 1961 - ) |
Destroy 20 years after person departs country or immunity is withdrawn |
7238 |
Records documenting unsuccessful requests for diplomatic or consular privileges and immunities. Includes:
(Date range: 1961 - ) |
Destroy 20 years after action completed |
7239 |
Cancelled diplomatic and consular staff identity cards. (Date range: 1961 - ) |
Destroy immediately |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
7240 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the protocol function. Includes instructions for flags and insignia. (Date range: 1921 - ) |
Destroy 20 years after procedures are superseded |
7241 |
Records documenting the development of procedures supporting the protocol function. (Date range: 1921 - ) |
Destroy 5 years after production of procedures |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7242 |
Final versions of formal reports supporting the protocol function. (Date range: 1921 - ) |
Destroy 10 years after action completed |
7243 |
Final versions of periodic or general administrative reports used to monitor and document recurring activities to support the protocol function. Includes statistical reports. (Date range: 1921 - ) |
Destroy 5 years after action completed |
Reviewing
The activities involved in re-evaluating or re-examining products, processes, procedures, standards and systems. Includes recommendations and advice resulting from these activities.
Entry | Description of Records | Disposal Action |
---|---|---|
7244 |
Working papers relating to reviews of programs and operations supporting the protocol function. Includes:
(Date range: 1948 - ) |
Destroy 10 years after review is finalised |
7245 |
Final review reports relating to the protocol function. (Date range: 1948 - ) |
Destroy 10 years after action completed |
Security
The activities associated with measures taken to protect people, premises, equipment or information from accidental or intentional damage or from unauthorised access. Includes the security classification of personnel and criminal record checks.
Entry | Description of Records | Disposal Action |
---|---|---|
7246 |
Records documenting arrangements made by the agency for the security of foreign diplomatic and consular posts and representatives in Australia. Includes:
(Date range: 1921 - ) |
Destroy 10 years after action completed |
PUBLIC DIPLOMACY
The function of projecting a positive and accurate image of Australia. Includes developing and maintaining links (such as cultural, sporting and academic) between Australia and other countries, financial assistance for projects and programs to promote awareness and understanding between Australia and other countries, identifying and responding to contentious issues concerning Australia, and facilitating visits by international media and cultural representatives.
For the development and production of public affair material and background information for distribution to international media and other target groups, use PUBLICATION.
For the administration of cultural boards, councils, institutes and foundations, use BOARD ADMINISTRATION.
For promoting the organisation's broad public profile, use COMMUNITY RELATION.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7247 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the public diplomacy function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
7248 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the public diplomacy function. (Date range: 1901 - ) |
Retain as national archives |
7249 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7250 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far-reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7251 |
Records documenting the receipt and provision of non-ministerial advice regarding the public diplomacy function. (Date range: 1901 - ) |
Destroy 2 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7252 |
Records documenting agency liaison processes relating to the public diplomacy function. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7253 |
Final versions of international treaties, conventions, alliances and agreements to which Australia is a party. (Date range: 1923 - ) |
Retain as national archives |
7254 |
Records documenting negotiations, establishment, maintenance and review of significant agreements. (Date range: 1923- ) |
Retain as national archives |
7255 |
Final versions of other agreements. (Date range: 1923- ) |
Destroy 7 years after expiry or termination of agreement |
7256 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1923- ) |
Destroy 7 years after expiry or termination of agreement |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7257 |
Records documenting arrangements for conferences supporting the public diplomacy function. Includes:
(Date range: 1971 - ) |
Destroy 3 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7258 |
Records documenting contract management relating to the public diplomacy function. Includes minutes of meetings with main stakeholders, and performance and evaluation reports. (Date range: 1991 - ) |
Destroy 7 years after completion or other termination of contract |
Enquiries
The activities associated with handling requests for information about the organisation and its services by the general public, agency employees or another organisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7259 |
Records documenting the handling of enquiries relating to the public diplomacy function. (Date range: 1901 - ) |
Destroy 1 year after action completed |
Evaluation
The process of determining the suitability of potential or existing programs, items of equipment, systems or services in relation to meeting the needs of the given situation. Includes systems analysis and ongoing monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
7260 |
Records documenting surveys and other assessments of programs, processes, systems or services relating to the public diplomacy function. Includes:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
7261 |
Records documenting the evaluation of the public diplomacy activities performed by Australian overseas posts. (Date range: 1901 - ) |
Destroy 5 years after action completed |
Event Management
The activities associated with the management of events, such as exhibitions or expositions, to promote the image of Australia.
Entry | Description of Records | Disposal Action |
---|---|---|
7262 |
Records documenting the agency's organisation and management of significant national or international events that promote the image of Australia. Includes participation in International expositions and Olympic and Commonwealth Games (Date range: 1915 - ) |
Retain as national archives |
7263 |
Records documenting the agency's organisation and management of other events that promote the image of Australia. Includes exhibitions and cultural festivals (Date range: 1915 - ) |
Destroy 5 years after action completed |
Financial Assistance
The activities associated with providing financial assistance for projects or programs.
For financial records relating to management of financial assistance use FINANCIAL MANAGEMENT - Accounting and/or FINANCIAL MANAGEMENT - Payments.
For monitoring the project or program, use PUBLIC DIPLOMACY - Project Monitoring.
Entry | Description of Records | Disposal Action |
---|---|---|
7264 |
Records documenting successful applications for financial assistance supporting the public diplomacy function. Includes applications and approvals. (Date range: 1976 - ) |
Destroy 7 years after action completed |
7265 |
Records documenting unsuccessful applications for financial assistance supporting the public diplomacy function. Includes application/request and notice of unsuccessful application. (Date range: 1976 - ) |
Destroy 2 years after action completed |
Issues Management
The activity of monitoring international media and responding to negative or inaccurate media reporting of emerging or contentious issues concerning Australia.
Entry | Description of Records | Disposal Action |
---|---|---|
7266 |
Records documenting the international monitoring of issues concerning Australia and relating to the public diplomacy function. Includes:
(Date range: 1940 - ) |
Destroy 3 years after action completed |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
7267 |
Final versions of plans supporting the public diplomacy function. Includes:
(Date range: 1901 - ) |
Destroy 5 years after plan is finalised |
7268 |
Working papers used to develop plans supporting the public diplomacy function. Includes:
(Date range: 1901 - ) |
Destroy 3 years after action completed |
Policy
The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making, as the basis from which the organisation's operating procedures are determined.
Entry | Description of Records | Disposal Action |
---|---|---|
7269 |
Final policy documents and major drafts documenting the development and establishment of policies supporting the public diplomacy function. (Date range: 1901 - ) |
Retain as national archives |
7270 |
Working papers documenting the development of policies supporting the public diplomacy function. Includes:
(Date range: 1901 - ) |
Destroy 7 years after policy is superseded |
Procedures
Standard methods of operating laid down by an organisation according to formulated policy.
Entry | Description of Records | Disposal Action |
---|---|---|
7271 |
Master set of manuals, handbooks, directives and guidelines detailing procedures supporting the public diplomacy function. (Date range: 1901 - ) |
Destroy 1 year after procedures superseded |
7272 |
Records documenting the development of procedures supporting the public diplomacy function. (Date range: 1901 - ) |
Destroy when reference ceases |
Project Monitoring
The activities associated with monitoring an external project or program funded by the organisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7273 |
Record documenting the monitoring of projects funded by the agency. Includes:
(Date range: 1976 - ) |
Destroy 7 years after action completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7274 |
Final versions of formal internal, external and periodic and non-periodic reports relating to the public diplomacy function. Includes statistical reports. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7275 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Research
The activities involved in investigating or enquiring into a subject or area of interest in order to discover facts, principles etc Used to support development of projects, standards, guidelines etc and the business activities of the organisation in general. Includes following up enquiries relating to organisational programs, projects, working papers, literature searches etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7276 |
Final reports of research carried out to support the public diplomacy function, which provide significant understanding or insights into the way Australian culture is perceived internationally. (Date range: 1992 - ) |
Retain as national archives |
7277 |
Records documenting other research carried out to support the public diplomacy function. (Date range: 1992 - ) |
Destroy 10 years after action completed |
7278 |
Working papers documenting research projects supporting the public diplomacy function. Includes surveys, questionnaires and reference material. (Date range: 1992 - ) |
Destroy 10 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7279 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the public diplomacy function. Includes:
(Date range: 1991 - ) |
Destroy 7 years after tender process completed |
7280 |
Tender and or contract register. (Date range: 1991 - ) |
Destroy 7 years after last entry |
7281 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1991 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
Visit Programs
The activities associated with arranging, supporting and undertaking visits to or from Australia by individuals, delegations, cultural or sporting groups, or representatives, to inform, educate or promote the image and interests of Australia and other countries.
For visits concerned with promoting the profile, services, operation or role of the agency, use COMMUNITY RELATIONS - Visits.
Entry | Description of Records | Disposal Action |
---|---|---|
7282 |
Records documenting visits to Australia related to the public diplomacy function. Includes:
(Date range: 1951 - ) |
Destroy 3 years after action completed |
TRADE NEGOTIATIONS
The function of participating in international trade negotiations and overseeing the implementation of trade rules/agreements according to the international trading system. Includes participation in trade negotiation committees and conferences, and in the consultation, dispute and accession processes. Also includes providing trade negotiation policy advice and outreach services and monitoring trade negotiation activities of Australia's trading partners.
For advancing Australia's trade and investment interests, use TRADE POLICY AND DEVELOPMENT.
Accessions
The activities associated with Australia's participation in the processes associated with new countries becoming members of international trade organisations, such as World Trade Organisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7283 |
Records documenting the accession process involving countries becoming members of World Trade Organisation. Includes:
(Date range: 1995 - ) |
Retain as national archives |
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7284 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the trade negotiations function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
7285 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the trade negotiations function. (Date range: 1901 - ) |
Retain as national archives |
Advice - Continued
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7286 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
7287 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far-reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 5 years after action completed |
7299 |
Records documenting the receipt and provision of non-ministerial advice regarding the trade negotiations function. (Date range: 1901 - ) |
Destroy 2 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7300 |
Records documenting agency liaison processes relating to the trade negotiations function. Includes:
(Date range: 1901 - ) |
Destroy when reference ceases |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7301 |
Final versions of international treaties, conventions, alliances and agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
7302 |
Records documenting the negotiations, establishment, maintenance and review of significant agreements. (Date range: 1901 - ) |
Retain as national archives |
7374 |
Final versions of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
7375 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7376 |
Records of international or national committees established to deal with international trade negotiation matters, where the agency provides the Secretariat, is the Australian representative, or plays a significant role, including OECD Trade Committee, World Trade Organisation Committee on Agriculture, Committee on Regional Trade Agreements. Includes:
(Date range: 1948 - ) |
Retain as national archives |
Committees - Continued
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7377 |
Working papers of international or national committees, where the agency provides the Secretariat, is the Australian representative, or plays a significant role. (Date range: 1948 - ) |
Destroy 10 years after action completed |
7378 |
Records of other international or national committees where the agency is not the Secretariat, is not the Australian representative, or plays only a minor role. Includes:
(Date range: 1948 - ) |
Destroy 5 years after action completed |
7379 |
Working papers documenting administrative arrangements made for the conduct of other international or national committees. (Date range: 1948 - ) |
Destroy when reference ceases |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7380 |
Proceedings of high-level international conferences or conventions supporting the trade negotiations function where the conference is hosted by the agency or where the agency is the Australian representative, including World Trade Organisation Ministerial Conferences. Includes:
(Date range: 1948 - ) |
Retain as national archives |
7381 |
Proceedings of other conferences or conventions supporting the trade negotiations function. (Date range: 1948 - ) |
Destroy 5 years after action completed |
7382 |
Records documenting administrative arrangements for conferences and conventions hosted by the agency and supporting the trade negotiations function. Includes:
(Date range: 1948 - ) |
Destroy 2 years after action completed |
Consultations
The activities associated with conducting regular exchange of views. Includes dialogues, discussions, talks and consultations on various issues.
Entry | Description of Records | Disposal Action |
---|---|---|
7383 |
Records documenting consultations supporting the trade negotiations function. Includes local level and international consultations. (Date range: 1901 - ) |
Retain as national archives |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7384 |
Records documenting contract management relating to the trade negotiations function. Includes: minutes of meetings with main stakeholders; performance and evaluation reports. (Date range: 2001 - ) |
Destroy 7 years after completion or other termination of contract |
Disputes
The process of handling any disagreement pertaining to awards, agreements, demarcation issues, breaches of injunctions, secret ballots, etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7385 |
Records documenting Australia's participation in the international trade dispute settlement process. Includes both defending and prosecuting cases to protect Australia's trading rights, consultations and proceedings before panels and appeals, and resolutions. (Date range: 1995 - ) |
Retain as national archives |
Implementation
The activities associated with carrying out or putting into action, plans, policies, procedures or instructions, all of which could be internally or externally driven. Includes manual or automated databases, applications or systems, but excludes installation of equipment. Also includes monitoring to ensure the implementation goes according to schedule and that standards are met and includes first aid treatment.
Entry | Description of Records | Disposal Action |
---|---|---|
7386 |
Records documenting the implementation of plans, recommendations, policies, procedures and instructions to support the trade negotiations function. (Date range: 1948 - ) |
Destroy 15 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
7387 |
Records documenting the monitoring of trade negotiation activities of Australia's trading partners. (Date range: 1931 - ) |
Destroy 10 years after action completed |
Outreach Services
The activities associated with providing outreach services to external organisations and foreign countries to share the agency's knowledge and expertise in order to advance international harmony.
Entry | Description of Records | Disposal Action |
---|---|---|
7388 |
Records documenting the development and provision of outreach services. Includes:
(Date range: 1998 - ) |
Destroy 3 years after provision of course or program |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7389 |
Final versions of reports prepared on trade negotiation issues and distributed for information and debate. (Date range: 1901 - ) |
Destroy 10 years after action completed |
7390 |
Periodic reports made to World Trade Organisation in relation to the status of Australia's trade negotiation rules and policies. (Date range: 1901 - ) |
Destroy 10 years after action completed |
7391 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7392 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the trade negotiations function. Includes:
(Date range: 2001 - ) |
Destroy 7 years after tender process completed |
7393 |
Tender and or contract register. (Date range: 2001 - ) |
Destroy 7 years after last entry |
7394 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 2001 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
TRADE POLICY AND DEVELOPMENT
The function of advancing Australian trade and investment interests through commercial diplomacy, forums, the provision of information and assistance to Australian companies, and initiatives to support and strengthen the multilateral trading system. Includes policy advice to the government and the Australian business community.
For overseeing Australia's involvement in trade negotiations, use TRADE NEGOTIATIONS.
For the publication and distribution of information to inform the business community on trade issues, use PUBLICATION.
Advice
The activities associated with offering opinions by or to the organisation as to an action or judgement. Includes the process of advising.
Entry | Description of Records | Disposal Action |
---|---|---|
7395 |
Advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the trade policy and development function. Includes advice provided in the form of:
(Date range: 1901 - ) |
Retain as national archives |
7396 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on controversial issues with far-reaching social, economic and international implications relating to the trade policy and development function. (Date range: 1901 - ) |
Retain as national archives |
7397 |
Advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far reaching impact on the social, economic and international standing of the country. Includes advice provided in the form of:
(Date range: 1901 - ) |
Destroy 20 years after action completed |
7398 |
Working papers documenting the development of advice provided by the agency to the portfolio Minister and government agencies on matters of lesser importance, with no far-reaching impact on the social, economic and international standing of the country. (Date range: 1901 - ) |
Destroy 20 years after action completed |
7399 |
Records documenting the receipt and provision of non-ministerial advice regarding the trade policy and development function. (Date range: 1901 - ) |
Destroy 7 years after action completed |
Agency Liaison
The activities associated with maintaining regular general contact between the organisation and other Australian and foreign organisations, governments, interest groups and agencies. Includes sharing informal information and discussions and collaborating on projects that are not joint ventures.
Entry | Description of Records | Disposal Action |
---|---|---|
7400 |
Records documenting agency liaison with international agencies, groups and organisations and relating to the trade policy and development function. Includes:
(Date range: 1901 - ) |
Destroy 5 years after action completed |
7401 |
Records documenting agency liaison with local agencies, groups and organisations and relating to the trade policy and development function. Includes:
(Date range: - 1901 - ) |
Destroy when reference ceases |
Agreements
The processes associated with the establishment, maintenance, review and negotiation of agreements.
Entry | Description of Records | Disposal Action |
---|---|---|
7402 |
Final versions of international treaties, conventions, alliances and agreements to which Australia is a party. (Date range: 1901 - ) |
Retain as national archives |
7403 |
Records documenting negotiations, establishment, maintenance and review of international agreements. (Date range: 1901 - ) |
Retain as national archives |
7404 |
Final versions of other agreements relating to the trade policy and development function. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
7405 |
Records documenting the negotiations, establishment, maintenance and review of other agreements. (Date range: 1901 - ) |
Destroy 7 years after expiry or termination of agreement |
Committees
The activities associated with the managing of committees and task forces. Includes the committee's establishment, appointment of members, terms of reference, proceedings, minutes of meetings, reports, agenda etc
For audit committees use STRATEGIC MANAGEMENT - Committees.
Entry | Description of Records | Disposal Action |
---|---|---|
7406 |
Records of external inter-government or inter-agency committees established to deal with high level issues such as international trade policy or multilateral trading systems, where the agency is Secretariat or is the Australian representative, including Joint Trade Committees, Trade Policy Advisory Council. Includes:
(Date range: 1901 - ) |
Retain as national archives |
7407 |
Records of internal agency committees formed to consider matters relating to the trade policy and development function. Includes:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
7408 |
Records of other external committees where the agency is not Secretariat and is not the Australian representative, including United Nations Conference on Trade and Development (UNCTAD), Organisation for Economic Cooperation and Development (OECD). Includes:
(Date range: 1901 - ) |
Destroy 7 years after action completed |
7409 |
Working papers documenting the conduct and administration of all committees relating to the trade policy and development function. Includes:
(Date range: 1901 - ) |
Destroy when reference ceases |
Conferences
The activities involved in arranging or attending conferences held either by the organisation or by other organisations. Includes registrations, publicity and reports of participants etc.
Entry | Description of Records | Disposal Action |
---|---|---|
7410 |
Records documenting attendance of agency personnel, as representatives of the agency at conferences arranged by other organisations and relating to the trade policy and development function. Includes confirmation of registration, conference details, copies of proceedings and participants' reports. (Date range: 1947 - ) |
Destroy 3 years after action completed |
Consultations
The activities associated with conducting regular exchange of views. Includes dialogues, discussions, talks and consultations on various issues.
Entry | Description of Records | Disposal Action |
---|---|---|
7411 |
Records documenting formal consultations between State and Federal ministers for trade and investment. Includes national trade consultations. (Date range: 1901 - ) |
Retain as national archives |
7412 |
Records documenting other consultations supporting the trade policy and development function. Includes domestic and international consultations. (Date range: 1901 - ) |
Destroy 5 years after action completed |
Contracting out
The activities involved in managing the performance of work or the provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services. Includes outsourcing.
Entry | Description of Records | Disposal Action |
---|---|---|
7413 |
Records documenting contract management relating to the trade policy and development function. Includes: minutes of meetings with main stakeholders; performance and evaluation reports. (Date range: 1995 - ) |
Destroy 7 years after completion or other termination of contract |
International Representations
The activities associated with advocacy and representations made to foreign governments on behalf of Australian individuals, groups, industry, business or government.
Entry | Description of Records | Disposal Action |
---|---|---|
7414 |
Records documenting representations to foreign government on behalf of government agencies, leading community interest groups, peak industry bodies, recognised influential stakeholders and individuals concerning issues of major significance to Australia's trade relationship with other countries, that establish precedent or create significant public debate. (Date range: 1995 - ) |
Retain as national archives |
7415 |
Records documenting other representations to foreign government on behalf of government agencies, leading community interest groups, peak industry bodies, recognised influential stakeholders and individuals concerning issues of a routine nature which are of no major significance to the agency or the public at large. (Date range: 1913 - ) |
Destroy 2 years after action completed |
Market Access
The activities associated with improving access to trading opportunities. Includes identifying restrictions to access and strategies for improving access and liberalisation.
Entry | Description of Records | Disposal Action |
---|---|---|
7416 |
Records documenting the identification of barriers to international markets and the development of strategies to gain access to those markets. Includes comments made to other agencies on programs that could hinder market access. (Date range: 1925 - ) |
Destroy 5 years after action completed |
Market Development
The activities associated with creating new trading opportunities for Australia.
Entry | Description of Records | Disposal Action |
---|---|---|
7417 |
Records documenting the determination of market development goals and the development of strategies to promote Australian trade. (Date range: 1925 - ) |
Destroy 5 years after action completed |
Monitoring
The activities associated with watching, recording and informing in relation to developments or deviations from the normal. Also includes monitoring of consular situations such as civil unrest and natural disasters.
Entry | Description of Records | Disposal Action |
---|---|---|
7418 |
Records documenting the monitoring of trade development issues and activities (Date range: 1901 - ) |
Destroy 5 years after action completed |
Planning
The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs.
Entry | Description of Records | Disposal Action |
---|---|---|
7419 |
Records documenting short-term plans relating to the trade policy and development function. (Date range: 1901 - ) |
Destroy 2 years after action completed |
Reporting
The processes associated with initiating or providing a formal response to a situation or request (either internal, external or as a requirement of corporate policies), and to provide formal statements or findings of the results of the examination or investigation. Includes agenda, briefing, business, discussion papers, proposals, reports, reviews and returns.
Entry | Description of Records | Disposal Action |
---|---|---|
7420 |
Final versions of unpublished formal reports initiated by Parliament, Minister, or statutory body which relates to policy, strategy, or framework of trade policy and development. (Date range: 1901 - ) |
Retain as national archives |
7421 |
Final versions of other formal internal and external reports relating to the trade policy and development function. (Date range: 1901 - ) |
Destroy 7 years after action completed |
7422 |
Working papers documenting the development and drafting of reports. Includes:
(Date range: 1901 - ) |
Destroy 2 years after action completed |
Tendering
The activities involved in receiving and assessing tenders, of making offers and finalising contract arrangements for the supply, sale or purchase of goods and services.
Entry | Description of Records | Disposal Action |
---|---|---|
7423 |
Records documenting the development, issue, and evaluation of tenders which lead to signed simple contracts relating to the trade policy and development function. Includes:
(Date range: 1995 - ) |
Destroy 7 years after tender process completed |
7424 |
Tender and or contract register. (Date range: 1995 - ) |
Destroy 7 years after last entry |
7425 |
Records of unsuccessful tenders or a tender process where there is not a suitable bidder, or where the tender process has been discontinued. Includes submissions, notifications of outcome, and reports on debriefing sessions. (Date range: 1995 - ) |
Destroy 2 years after the tender process is completed or decision made not to continue with the tender |
Visit Programs
The activities associated with arranging, supporting and undertaking visits to or from Australia by individuals, delegations, cultural or sporting groups, or representatives, to inform, educate or promote the image and interests of Australia and other countries.
For visits concerned with promoting the profile, services, operation or role of the agency, use COMMUNITY RELATIONS - Visits.
Entry | Description of Records | Disposal Action |
---|---|---|
7426 |
Records documenting significant visits by foreign dignitaries to Australia and significant visits by Australian dignitaries to foreign countries in relation to the trade policy and development function. Includes:
(Date range: 1905 - ) |
Retain as national archives |
7427 |
Records documenting other visits by foreign dignitaries to Australia in relation to the trade policy and development function. Includes:
(Date range: 1905 - ) |
Destroy 6 years after action completed |
7779 |
Records documenting other visits by Australian dignitaries to foreign countries in relation to the trade policy and development function. Includes:
(Date range: 1905 - ) |
Destroy 10 years after action completed |